E Marlee Mitchell
USA Guide 2023
Band 2 : Banking & Finance: Regulatory
Email address
[email protected]Contact number
+1 615.850.8943Share profile
Band 2
About
Provided by E Marlee Mitchell
Practice Areas
Financial service providers and institutional investors value Marlee Mitchell's counsel in critical matters involving capital markets and regulatory compliance. Since the early days of her legal career at the Securities Division of the Tennessee Department of Commerce and Insurance, Marlee has focused on the financial services sector. Today, financial institutions rely on her insight into the ever-changing regulatory framework within which they operate.
Marlee strives to help clients solve difficult problems that are unique to the financial services industry, while never losing sight of her personal motto, "work hard and be kind." Clients rely on Marlee's experience, commitment, and personal approach to address both day-to-day issues and long-term strategic objectives.
Marlee's corporate and securities practice experience includes:
- Underwritten public securities offerings of equity and debt
- Real estate securities offerings with an emphasis on public REITs and private real estate limited partnerships
- Private placements
- Mergers, acquisitions and divestitures
- Joint ventures
- Going-private transactions
- Investment fund formation
Professional Memberships
Member, Committees on Federal Regulation of Securities and State Regulation of Securities, Business Law Section, American Bar Association
Board member, First Farmers and Merchants Corporation
Board member, First Farmers and Merchants Bank
Member, WomenCorporateDirectors
Member, Tennessee Bar Association's Corporation and Business Law Section
Service Member, American Bankers Association
Member, Securities and Exchange Commission Historical Society
Nashville Bar Foundation Fellow
Former American Bar Association Liaison to the North American Securities Administrators Association Corporate Finance Section;
Tennessee liaison to the State Regulation of Securities Committee
Former Adjunct Professor teaching securities regulation, University of Tennessee College of Law
Articles, highlights and press releases
6 items provided by Holland & Knight LLP
NYSE and Nasdaq provide temporary listing compliance and private offering relief
The New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq) recently granted temporary relief and issued guidance to assist companies that are in imminent danger of immediate delisting and/or that are experiencing urgent liquidity needs as a result of the COVID-19 pandemic.
Going back to pre-coronavirus corporate governance? Think again.
For public companies, it likely won't be business-as-usual following the coronavirus epidemic.
COVID-19: SEC Issues New Guidance
New SEC guidance encourages companies to focus on questions related to COVID-19 in upcoming disclosures.
COVID-19 and your SEC disclosure obligations
Addressing the impact of the coronavirus-2019 pandemic on your company's SEC reporting obligations.
Take your business from a reactive to proactive stance
What should you do most immediately to ensure the viability of your business?
Public Companies may consider virtual annual meeetings
In light of the coronavirus pandemic, public companies may consider virtual annual shareholder meetings.
NYSE and Nasdaq provide temporary listing compliance and private offering relief
The New York Stock Exchange (NYSE) and the Nasdaq Stock Market (Nasdaq) recently granted temporary relief and issued guidance to assist companies that are in imminent danger of immediate delisting and/or that are experiencing urgent liquidity needs as a result of the COVID-19 pandemic.
Going back to pre-coronavirus corporate governance? Think again.
For public companies, it likely won't be business-as-usual following the coronavirus epidemic.
COVID-19: SEC Issues New Guidance
New SEC guidance encourages companies to focus on questions related to COVID-19 in upcoming disclosures.
COVID-19 and your SEC disclosure obligations
Addressing the impact of the coronavirus-2019 pandemic on your company's SEC reporting obligations.
Take your business from a reactive to proactive stance
What should you do most immediately to ensure the viability of your business?
Public Companies may consider virtual annual meeetings
In light of the coronavirus pandemic, public companies may consider virtual annual shareholder meetings.