Litigation: Securities
Florida
5 years ranked
Provided by David R Chase PA
I focus exclusively on representing individuals and entities in SEC investigations nationally and abroad.
I am a former SEC Enforcement Attorney and for over the last twenty-five years I have served as a SEC defense attorney, handling matters involving insider trading, market manipulations, securities offering frauds and investment advisory violations.
I often am called upon to represent individuals, often times officers and directors, who are in need of separate legal representation due to conflict concerns.
I started my legal career at Greenberg Traurig (1992 - 1995) and thereafter joined the SEC in its Enforcement Division (1995 - 1999). During my tenure at the SEC, I held the position of Senior Counsel. For over twenty-five years, I have run my own law firm, focusing my practice on the defense of individuals, including officers, directors, registered investment and financial advisors and companies, under SEC investigation.
Provided by Chambers
Provided by Chambers
He's very good.
He's well-rounded, has a regulatory background and lots of experience in insider training work, and has done a great job; I think the world of him.
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