Litigation: Securities
Florida
5 years ranked
Litigation: Securities
Florida
5 years ranked
Provided by David R Chase PA
I am a former SEC Enforcement Attorney and Special Assistant US Attorney, and for over the last twenty-five years I have served as a SEC defense attorney, handling matters involving insider trading, market manipulations, securities offering frauds and investment advisory violations. I previously worked at Greenberg Traurig.
I focus exclusively on representing corporate executives, high-net worth individuals, fund managers and investment advisers in SEC investigations nationally, including the major financial hubs of New York, Washington, D.C., Chicago, San Francisco and Austin.
I handle SEC Subpoenas, Wells Notifications and settlement negotiations.
I work on a flat-fee basis and I exclusively handle every client's case from inception to conclusion.
I started my legal career at Greenberg Traurig (1992 - 1995) and thereafter joined the SEC in its Enforcement Division (1995 - 1999). During my tenure at the SEC, I held the position of Senior Counsel. For over twenty-five years, I have run my own law firm, focusing my practice on the defense of individuals, including officers, directors, registered investment and financial advisors and companies, under SEC investigation.
Provided by Chambers
Provided by Chambers
He's very good.
He's well-rounded, has a regulatory background and lots of experience in insider training work, and has done a great job; I think the world of him.
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