David C Sullivan

Practice Areas

David specializes in regulatory and transactional matters relating to the investment management industry. His practice focuses on the representation of mutual and closed-end funds (both as fund counsel and counsel to the independent directors), investment advisers (both US and foreign) and hedge funds. David has experience working on closed-end fund initial public, rights and other offerings, with investment advisers on corporate, regulatory and compliance issues and on a range of investment and operations issues.