Ranked in 1 Practice Areas
3

Band 3

Capital Markets

Massachusetts

2 Years Ranked

About

Provided by Courtney Thorne

USA

Practice Areas

Courtney’s practice focuses on the representation of public companies and investment banks in the life sciences industry – with an emphasis on capital raising, public company counseling, foreign private issuer matters and securities law compliance. In addition to a robust US practice, she also has substantial experience advising non-US companies, known as foreign private issuers (FPIs), seeking to access the US capital markets or list on a US securities exchange.

Courtney regularly acts as primary outside counsel for a number of publicly traded clients, advising companies and their boards of directors with respect to SEC periodic reporting and disclosure obligations, strategic corporate decisions, annual meeting and proxy-related issues, beneficial ownership reporting, securities exchange listing standards, corporate governance, and Sarbanes-Oxley Act compliance, as well as other general corporate and securities matters.

Courtney also represents domestic and foreign issuers, investment banks and financial institutions in connection with initial and follow-on public offerings, shelf registrations and shelf takedown offerings, Regulation S offerings, registered direct offerings, at-the-market (ATM) offerings, private investments in public equity (PIPEs), and private placements of equity and debt securities by life sciences companies.

Chambers Review

Provided by Chambers

Chambers Guide to the USA

Capital Markets - Massachusetts

3
Band 3
Individual Editorial
Courtney Thorne is a strong capital markets practitioner with in-depth experience of the life sciences industry. She is regularly sought out by clients to advise on cross-border matters.

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