Adam is a partner in the finance & banking group and leads the firm's highly regarded practice defending clients against the financial services regulatory bodies. For more than 25 years he has defended some of the biggest enforcement cases ranging from Barings in the 1990's to the major scandals of today. He knows the FCA prosecution well and has hands on experience in front of the decision makers. He has extensive experience in cross jurisdictional matters involving agencies such as the Securities and Exchange Commission and the Department of Justice. Adam's work also often takes place in the pre-investigation and pre-enforcement stages, helping clients protect themselves against future possible regulatory action. It covers the breadth of financial services areas and products. He acts both for individuals and firms, with his impressive client list ranging from the very most senior directors in large international banks all the way down to individual traders on bank desks, and to smaller firms. Adam also leads the firm's professional discipline practice, advising professionals facing challenge or investigation by regulatory or enforcement bodies.
Financial Services Lawyers Association; Fraud Lawyers Association.
2000 Partner, Mishcon de Reya LLP; 1991 Qualified, Fox Williams.