Willkie Farr & Gallagher LLP, Financial Services Regulation | Chambers USA Profile

Regional Rankings
Global
Asia-Pacific
Brazil
Canada
Europe
France
Greater China Region
Latin America
UK
UK Bar
Germany
USA
Specialist Rankings
NewLaw
Crisis & Risk Management
FinTech
High Net Worth
Litigation Support
Spotlight Rankings
USA: Spotlight
Content
Global Practice Guides
Legal Articles
Customer Voices
Chambers Content
Events
Guide Launch Dates
Upcoming Events
Browse All Events
Event Sponsorship
About Our Events
DEI Events
Amplify your presence
Profile Platform
Amplify your ranking and be more discoverable
Includes:

Online Profile

Referee Management

Research Analytics

Marketing Toolkit

Plaques
Improve your performance
Insight
Improve your ranking with unique market insight
Includes:

Client and Market Intelligence

Client Intelligence

Rankings Data Hub

Business Intelligence
Market PulseNew
Showcase your expertise
Global Practice Guides Contributions
Highlight your subject matter expertise
Expert Focus
Provide commentary on key legal matters
In-depth Overviews
Events Sponsorship
Global Practice Guides
View our latest publications
Elevate your talent strategies
Chambers Talent
Access a range of ways to gain valuable insights to inform talent strategies
Leading Teams
Heighten your understanding of and identify the key drivers of talent retention and motivation
Chambers Student
Chambers Associate
Discover what's new at Chambers and Partners - click here to find out more
Submissions
Submissions Process
Methodology
Research Schedule
Research Team
Help
My Account

Chambers Review

Provided by Chambers

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) - USA - Nationwide

4

Band 4

What the Team is Known For

Willkie Farr & Gallagher LLP has a highly regarded team of lawyers, noted for their expert handling of diverse broker-dealer matters. Regularly utilized by a broad array of clients, including investment banks, market makers and FinTech companies. Often sought out for assistance with complex regulatory investigations and examinations by diverse regulatory authorities, including the SEC and CFTC.

View ranking table

Work Highlights

Willkie Farr & Gallagher advised Victory Capital Holdings in its strategic partnership with Amundi.

Strengths

Provided by Chambers

Willkie helps their clients reach the right business decision.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

Willkie Farr is strategic, responsive and consistently sharp.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

They are always there to help us deal with the most complicated fact patterns and provide clear guidance.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

Willkie helps their clients reach the right business decision.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

Willkie Farr is strategic, responsive and consistently sharp.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

They are always there to help us deal with the most complicated fact patterns and provide clear guidance.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

Notable Practitioners

Provided by Chambers

3

Matthew Comstock

3

Band 3

Matthew Comstock is highly regarded for his expertise in broker-dealer compliance matters. He routinely provides counsel to clients undergoing examination by the SEC and FINRA.

Matt is a tremendous broker dealer lawyer in the complex world of capital and margin requirements & considerations.

Filter by

USA - Nationwide

Financial Services Regulation: Broker Dealer (Compliance)

3

Matthew Comstock

3

Band 3