Willkie Farr & Gallagher LLP, Financial Services Regulation | Chambers USA Profile

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Chambers Review

Provided by Chambers

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) - USA - Nationwide

4

Band 4

What the Team is Known For

Willkie Farr & Gallagher LLP has a highly regarded team of lawyers, noted for their expert handling of diverse broker-dealer matters. Regularly utilized by a broad array of clients, including investment banks, market makers and FinTech companies. Often sought out for assistance with complex regulatory investigations and examinations by diverse regulatory authorities, including the SEC and CFTC.

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Work Highlights

Willkie Farr & Gallagher advised GSR, a crypto asset wholesaler and market maker, on compliance with US securities and commodities regulatory requirements.

Strengths

Provided by Chambers

The team provides great 360-degree perspective on the market.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

Willkie Farr & Gallagher attorneys have an in-depth understanding of the intricacies of the law and how the regulators operate.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

I appreciate the firm's wide range of expertise.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

The team provides great 360-degree perspective on the market.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

Willkie Farr & Gallagher attorneys have an in-depth understanding of the intricacies of the law and how the regulators operate.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

I appreciate the firm's wide range of expertise.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

Notable Practitioners

Provided by Chambers

3

Matthew Comstock

3

Band 3

Matthew Comstock is highly regarded for his expertise in broker-dealer compliance matters. He routinely provides counsel to clients undergoing examination by the SEC and FINRA.

He is smart, meticulous and dialed-in to the regulators.

Matt is fantastic and very knowledgeable about broker-dealer matters.

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USA - Nationwide

Financial Services Regulation: Broker Dealer (Compliance)

3

Matthew Comstock

3

Band 3