Registered Funds
USA Guide 2024 : USA - Nationwide
Band 4
Email address
[email protected]Contact number
+1 216 566 5500About
Provided by Thompson Hine LLP
Our Investment Management practice provides structural, transactional and regulatory advice to participants in the investment management industry. Our clients include mutual funds, investment advisers, exchange-traded funds (ETFs), broker-dealers, domestic and offshore hedge funds, private equity funds, fund service providers, and independent directors and trustees. We help clients enter the industry, develop new products and services, expand their businesses through strategic planning and acquisitions, keep abreast of regulatory and industry developments, and interact with regulators. Our team represents investment companies, hedge funds, private equity funds, investment advisory firms and broker-dealers located in cities across the nation and around the world. These clients range in size from startup ventures to large financial institutions and funds.
Chambers Review
Thompson Hine is noted for its significant registered funds practice. The team is well known for its handling of matters relating to actively managed ETFs, corporate and board governance, mutual funds and ’40 Act compliance. The group regularly represents fund and asset managers as well as retirement plans.
Work Highlights
- Thompson Hine assisted LIST Income Opportunities Fund with registering five interval funds, one of which is the List Income Opportunities Fund.
Strengths
Provided by Chambers
"The team has a high level of technical knowledge of the ’40 Act."
"The group is very professional and knowledgeable."
"Thompson Hine are very responsive and proactive."
"The team has a high level of technical knowledge of the ’40 Act."
"The group is very professional and knowledgeable."
"Thompson Hine are very responsive and proactive."
Notable Practitioners
JoAnn Strasser has wide expertise in registered funds, including ETF and mutual fund matters.
"JoAnn combines great technical expertise with consummate business skills."
"She is a very knowledgeable lawyer."