Department profile
Thompson Hine LLP

Registered Funds

USA Guide 2026 : USA - Nationwide


Thompson Hine LLP

Rankings

About

Provided by Thompson Hine LLP

Our Investment Management practice provides structural, transactional and regulatory advice to participants in the investment management industry. Our clients include mutual funds, investment advisers, exchange-traded funds (ETFs), broker-dealers, blockchain and digital assets, domestic and offshore hedge funds, private equity funds, fund service providers, and independent directors and trustees. We help clients enter the industry, develop new products and services, expand their businesses through strategic planning and acquisitions, keep abreast of regulatory and industry developments, and interact with regulators. Our team represents investment companies, hedge funds, private equity funds, investment advisory firms and broker-dealers located in cities across the nation and around the world. These clients range in size from startup ventures to large financial institutions and funds.

Chambers Review

Provided by Chambers

Registered Funds - USA - Nationwide

Band 4

Band 4


What the Team is Known For
Thompson Hine is noted for its significant registered funds practice. The team is well known for its handling of matters relating to actively managed ETFs, corporate and board governance, mutual funds and ’40 Act compliance. The group regularly represents fund and asset managers as well as retirement plans.

Work Highlights

Provided by Chambers

  • Thompson Hine advised Simplify in the registration of 17 ETFs targeting unique derivative strategies.

Strengths

Provided by Chambers

  • Thompson Hine is forward-thinking and incredibly adept at all things '40 Act, and particularly closed-end '40 Act funds.

    Registered Funds respondentUSA

Notable Practitioners

Provided by Chambers

  • Band 3JoAnn Strasser
    Band 3JoAnn Strasser

    JoAnn Strasser

    JoAnn Strasser has wide expertise in registered funds, including ETF and mutual fund matters.
    • JoAnn is excellent counsel. She is technically proficient, creative and has high commercial awareness.

      Registered Funds respondentUSA

Ranked Individuals at Thompson Hine LLP (1)

USA - Nationwide

Members

Provided by Thompson Hine LLP

Thompson Hine LLP has rankings in the following guides

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