Registered Funds

About

Provided by Thompson Hine LLP

Our Investment Management practice provides structural, transactional and regulatory advice to participants in the investment management industry. Our clients include mutual funds, investment advisers, exchange-traded funds (ETFs), broker-dealers, domestic and offshore hedge funds, private equity funds, fund service providers, and independent directors and trustees. We help clients enter the industry, develop new products and services, expand their businesses through strategic planning and acquisitions, keep abreast of regulatory and industry developments, and interact with regulators. Our team represents investment companies, hedge funds, private equity funds, investment advisory firms and broker-dealers located in cities across the nation and around the world. These clients range in size from startup ventures to large financial institutions and funds.