About

Provided by Thompson Hine LLP

Our Investment Management practice provides structural, transactional and regulatory advice to participants in the investment management industry. Our clients include mutual funds, investment advisers, exchange-traded funds (ETFs), broker-dealers, domestic and offshore hedge funds, private equity funds, fund service providers, and independent directors and trustees. We help clients enter the industry, develop new products and services, expand their businesses through strategic planning and acquisitions, keep abreast of regulatory and industry developments, and interact with regulators. Our team represents investment companies, hedge funds, private equity funds, investment advisory firms and broker-dealers located in cities across the nation and around the world. These clients range in size from startup ventures to large financial institutions and funds.

Chambers Review

Provided by Chambers

Registered Funds - USA - Nationwide

4
Band 4

What the Team is Known For

Thompson Hine is noted for its significant registered funds practice. The team is well known for its handling of matters relating to actively managed ETFs, corporate and board governance, mutual funds and ’40 Act compliance. The group regularly represents fund and asset managers as well as retirement plans.

Work Highlights

  • Thompson Hine advised Northern Lights Fund Trust IV on the launch of the Cramer Tracker ETF.

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers

JoAnn Strasser
3
JoAnn Strasser
3
Band 3
JoAnn Strasser has wide expertise in registered funds, including ETF and mutual fund matters.

JoAnn is knowledgeable and has a strategic understanding of the industry.

JoAnn is incredibly knowledgeable and strikes a great balance between legal and commercial advice.

Ranked Lawyers at
Thompson Hine LLP

Provided by Chambers
Filter by
Band

USA - Nationwide

Registered Funds

JoAnn Strasser
3
JoAnn Strasser
3
Band 3

Members

Provided by Thompson Hine LLP