Thompson Hine LLP, Registered Funds

About

Provided by Thompson Hine LLP

Our Investment Management practice provides structural, transactional and regulatory advice to participants in the investment management industry. Our clients include mutual funds, investment advisers, exchange-traded funds (ETFs), broker-dealers, domestic and offshore hedge funds, private equity funds, fund service providers, and independent directors and trustees. We help clients enter the industry, develop new products and services, expand their businesses through strategic planning and acquisitions, keep abreast of regulatory and industry developments, and interact with regulators. Our team represents investment companies, hedge funds, private equity funds, investment advisory firms and broker-dealers located in cities across the nation and around the world. These clients range in size from startup ventures to large financial institutions and funds.

Chambers Review

Provided by Chambers

Registered Funds - USA - Nationwide

Band 4

What the Team is Known For

Thompson Hine is noted for its significant registered funds practice. The team is well known for its handling of matters relating to actively managed ETFs, corporate and board governance, mutual funds and ’40 Act compliance. The group regularly represents fund and asset managers as well as retirement plans.

View ranking table

Work Highlights

Provided by Thompson Hine LLP

Thompson Hine assisted LIST Income Opportunities Fund with registering five interval funds, one of which is the List Income Opportunities Fund.