About

Provided by Taft

Taft’s Capital Markets attorneys are uniquely equipped to assist business clients with all aspects of accessing the capital markets through private or public debt or equity offerings. Beyond our extensive experience dealing with the SEC, FINRA, and difficult disclosure issues, we regularly collaborate with Taft attorneys from other practice areas to help analyze and approach client issues that require specialized knowledge.


Corporate Securities


Our attorneys assist business clients with all aspects of securities law, including compliance with the registration requirements of the Securities Act of 1933, the reporting and disclosure requirements of the Securities Exchange Act of 1934, the registration requirements of the Investment Advisers Act of 1940 and the requirements of state “Blue Sky” laws.


Public Offerings


We assist issuers and underwriters in satisfying both the regulatory requirements of federal and state law and the practical requirements involved in completing debt and equity offerings of securities through registered, 144A, or Regulation A+ offerings.



Chambers Review

Provided by Chambers
Capital Markets: Debt & Equity - Minnesota
2
Band 2
What the Team is Known For

Taft has a growing presence in the capital markets space. The firm boasts impressive experience acting as issuer counsel, as well as proven capabilities acting for underwriters.

Notable practitioners

Brett Anderson is a key contact.

Strengths

Provided by Chambers