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+1 212 756 2000Provided by Schulte Roth & Zabel LLP
Regulatory & Compliance
SRZ is one of only a few law firms with a dedicated regulatory and compliance practice within its private funds practice. SRZ has specialized expertise on issues private fund managers face in setting up, running and growing their businesses. SRZ also provides compliance reviews, training on compliance issues and assistance in drafting policies and procedures.
Provided by Chambers
Schulte Roth boasts a market-leading team assisting high-profile hedge and private equity fund clients in compliance with regulations. The team is experienced in matters involving the SEC, CFTC and National Futures Association. It draws strength from its global presence to offer clients guidance on international regulatory issues.
Schulte Roth & Zabel served as counsel to USSA International LLC, a subsidiary of the single investment fund of the Kingdom of Saudi Arabia.
Provided by Chambers
Schulte continues to be a market leader.
They have extensive knowledge of industry standards and regulator expectations. They also have a great team with numerous specialities.
The team is extremely strong and has a high level of dedication to client service. Their deep knowledge on private fund examinations sets them apart and translates into very effective advice.
They have extensive depth of knowledge and are practical and efficient. They get to the heart of the matter quickly and translate best practices into actionable items.
They give high-quality advice and knowledge combining in-house and SEC expertise. This combination of expertise and background allows them to provide very comprehensive advice on regulatory matters.
Schulte continues to be a market leader.
They have extensive knowledge of industry standards and regulator expectations. They also have a great team with numerous specialities.
The team is extremely strong and has a high level of dedication to client service. Their deep knowledge on private fund examinations sets them apart and translates into very effective advice.
They have extensive depth of knowledge and are practical and efficient. They get to the heart of the matter quickly and translate best practices into actionable items.
They give high-quality advice and knowledge combining in-house and SEC expertise. This combination of expertise and background allows them to provide very comprehensive advice on regulatory matters.
Provided by Chambers
Marc is incredibly smart and well-versed in regulations and recent exam trends. He is very practical and commercial.
Marc is a thoughtful, strategic and practical thinker, who balances substantive advice with the case law and applies it very practically. He offers a solution that addresses all concerns.
Christopher does a great job of building a relationship with us.
Christopher is great at giving clear advice and guidance.
Co-chair of the investment management regulatory and compliance group, Kelly Koscuiszka is notably adept at assisting clients with SEC examinations and the SEC registration process.
Kelly is smart, capable and easily translates best practices into achievable actionable items. She has her finger on the pulse of the market.
Kelly has current knowledge of emerging issues and thinks about what regulators might be focused on in the future.
Kelly brings incredible expertise on the examination process and a wealth of insight on market practices. She is tremendously supportive and works tirelessly to ensure we put our best foot forward.
Tinika Brown is adept in advising clients on SEC regulatory compliance and examinations.
Tinika understands the nuances and how to effectively problem-solve.
Tinika gives practical advice and is very client focused. She has the experience of being in-house and understands the issues and conflicts associated with that.
Tinika is incredibly thorough, client focused and is very good at looking at the big picture and distilling it down into something useful.
Provided by Schulte Roth & Zabel LLP