Financial Services: Regulatory

About

Provided by Ogier

Ogier regularly advises clients on registration, licensing and regulatory compliance. Our team has helped shape much of the law and regulations that impact our clients.

We also advise regulated businesses on contentious regulatory matters including investigations and enforcement actions, assisting with all phases of the investigation process. Our team can assist and advise in the prosecution and defence of financial crime issues, on sanctions-related issues, in self-initiated internal investigations and more generally on cross-border investigations, often working on such matters alongside onshore and in-house legal teams.

Our regulatory team spans Ogier's jurisdictions, allowing our experts to undertake cross-jurisdictional analysis and provide a solution for when a multi-national client is facing similar regulations in different jurisdictions.

We ensure our clients not only remain in compliance with their regulatory obligations but also receive forewarning and practical advice on the implementation of regulatory proposals, initiatives and reforms.

We have long-standing relationships with industry regulators in the BVI, Cayman Islands, Guernsey, Ireland, Jersey and Luxembourg, coupled with our wealth of experience assisting some of the world's largest financial services businesses in implementing change to meet the requirements of new laws and regulations. We balance astute technical compliance with realistic practical implementation advice.

Key contact: Joanne Huckle