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+1 215 963 5000Provided by Morgan, Lewis & Bockius LLP
Morgan Lewis counsels more than 60 mutual fund, exchange-traded fund (ETF), and closed-end fund complexes, comprising well over 1,000 investment portfolios, and represents the independent directors or trustees of more than 20 fund complexes. Our fund clients range from those sponsored and advised by some of the world’s largest banks, insurance companies, and broker-dealers, to funds advised by independent investment advisers. Our fund clients collectively manage more than $1 trillion. We also represent their administrators, custodians, distributors, listing markets, subadvisers, transfer agents, and other service providers.
Working across a wide range of fund products, we advise clients on their most innovative product development projects. Our lawyers work with every asset class, including listed stocks, fixed-income securities, emerging market securities, derivative instruments, and commodities. Our advice encompasses the Investment Company Act of 1940 and extends to the full range of tax, market regulation, and distribution issues faced by the industry. We have experience in the review, development, and implementation of policies and procedures designed to ensure compliance with securities and other applicable laws.
Provided by Chambers
Morgan Lewis represented Guggenheim Investments in the sale and reorganization of 21 mutual and variable insurance funds to New Age Alpha.
Provided by Chambers
Morgan Lewis has excellent knowledge of registered funds and related novel issues.
The team has outstanding regulatory knowledge and expertise. They are truly a client-focused firm.
They are prepared, well informed, thoughtful and have excellent follow through. The firm has tremendous breadth of resources on which to draw from and anticipate our needs. They go above and beyond.
They are experienced, diligent and exchange ideas with each other to achieve the highest likelihood of success.
Morgan Lewis has excellent knowledge of registered funds and related novel issues.
The team has outstanding regulatory knowledge and expertise. They are truly a client-focused firm.
They are prepared, well informed, thoughtful and have excellent follow through. The firm has tremendous breadth of resources on which to draw from and anticipate our needs. They go above and beyond.
They are experienced, diligent and exchange ideas with each other to achieve the highest likelihood of success.
Provided by Chambers
John is a leader in the industry.
Lea Anne is excellent and super smart.
Tim understands the bigger picture.
Tim brings excellent commercial awareness and sophistication.
Timothy is terrific to work with. He is practical, engaged and responsive.
He does an outstanding job in delivering excellent service.
Sean is a magnificent attorney and an incredible engagement partner.
He is very practical, efficient and incredibly intelligent.
Chris combines extensive experience with a strong sense of client needs.
Chris is a great lawyer. He is very commercial and thoughtful.
Chris is knowledgeable and takes a very pragmatic approach. He does a very good job of breaking down matters and explaining it for what it really is. Chris does a good job of summarising legal terms.
She is very knowledgeable of ETFs and is very creative in this space.
Laura is very practical and knows this market well. She gives top level advice and is great to work with.
Mark Parise is held in high regard for his expertise in closed-end and mutual funds, as well as ETFs.
Mark is thorough, informed, committed, well-prepared and regularly goes above and beyond. Mark is an expert in his field and his advice and guidance is seamless.
Mark knows the space very well and gives very practical advice. He always provides clients with top quality advice.
Mark is a fabulous attorney to work with. He provides insightful and practical legal solutions.
Provided by Morgan, Lewis & Bockius LLP