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+1 215 963 5000Provided by Morgan, Lewis & Bockius LLP
Morgan Lewis counsels more than 60 mutual fund, exchange-traded fund (ETF), and closed-end fund complexes, comprising well over 1,000 investment portfolios, and represents the independent directors or trustees of more than 20 fund complexes. Our fund clients range from those sponsored and advised by some of the world’s largest banks, insurance companies, and broker-dealers, to funds advised by independent investment advisers. Our fund clients collectively manage more than $1 trillion. We also represent their administrators, custodians, distributors, listing markets, subadvisers, transfer agents, and other service providers.
Working across a wide range of fund products, we advise clients on their most innovative product development projects. Our lawyers work with every asset class, including listed stocks, fixed-income securities, emerging market securities, derivative instruments, and commodities. Our advice encompasses the Investment Company Act of 1940 and extends to the full range of tax, market regulation, and distribution issues faced by the industry. We have experience in the review, development, and implementation of policies and procedures designed to ensure compliance with securities and other applicable laws.
Provided by Chambers
Morgan, Lewis & Bockius offers expertise across all aspects of the registered fund space, including ETFs, money market vehicles and mutual fund complexes. The firm avises in connection with ’40 Act matters and the full range of state and federal regulatory matters. It is noted for its ability to handle the international aspects of investments, working with experts in the firm's offices globally.
Morgan, Lewis & Bockius LLP advised State Street Investment Management on the launch and registration of several new ETFs, including a private credit ETF.
Provided by Chambers
Morgan, Lewis & Bockius offers high-quality legal work and has been creative in its approach to solving novel legal issues. The firm is also highly dependable and service-oriented.
Morgan, Lewis & Bockius offers high-quality legal work and has been creative in its approach to solving novel legal issues. The firm is also highly dependable and service-oriented.
Provided by Chambers
Lea Anne has a strong knowledge base. She is always on her A game.
Tim has deep and broad experience in the investment management industry and has consistently provided practical and timely legal advice.
Sean Graber's broad case load ranges from establishing funds to M&A and operational matters. He has additional experience advising on novel issues such as auction funds.
Sean consistently provides timely, pragmatic, business-oriented legal counsel and guidance.
Jack O'Brien is sought after for his expertise in mutual and exchange-traded fund launches and 1940 Act regulatory work. He is co-leader of the firm's registered funds practice.
Jack demonstrates the ability to handle multiple novel, complex and sophisticated matters.
Mark Parise is held in high regard for his expertise in closed-end and mutual funds, as well as ETFs.
Mark has deep knowledge, sound judgment and provides excellent anticipatory advice.
Provided by Morgan, Lewis & Bockius LLP