Chambers Review

Provided by Chambers

Financial Services Regulation: Consumer Finance (Litigation) - USA - Nationwide

4
Band 4

What the Team is Known For

McGuireWoods LLP has a notable broker-dealer practice assisting large banks, investment advisers and other financial services companies in an array of investigations primarily by FINRA and the SEC. The team also regularly guide clients through compliance interpretations and policies at both the state and federal level.

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers

Cheryl L Haas
2
Cheryl L Haas
2
Band 2
Cheryl Haas has a well-regarded practice advising broker-dealer clients in SEC and FINRA investigations.
Elizabeth Hogan
2
Elizabeth Hogan
2
Band 2

Elizabeth Hogan is the cochair of the firm's securities enforcement and regulatory counseling group and managing partner of the firm's Washington office. As the former senior vice president and leader of Market Regulation Enforcement at the Financial Industry Regulatory Authority, she is well placed to advise broker-dealers on enforcement matters.

Lizzie is an exceptional partner and one of our go-to counsels.

She is both a broad thinker and willing to dig into the details.

John V Ayanian
2
John V Ayanian
2
Band 2

John Ayanian co-leader of the firm's securities enforcement & regulatory counseling practice group. He is a noted attorney, well regarded for his broad-ranging capabilities on broker-dealer compliance matters. He is routinely called upon to provide counsel on issues relating to SEC and FINRA rules.

2
Todd M Beaton Jr
2
Band 2

Todd Beaton merits recognition for representing clients in regulatory and enforcement inquiries initiated by FINRA.

Todd is an exceptional counsel and one of our go-to partners.

Todd is a valued counsel with exceptional insight into SRO matters.

Ranked Lawyers at
McGuireWoods LLP

Provided by Chambers
Filter by
Band

USA - Nationwide

Financial Services Regulation: Broker Dealer (Compliance)

John V Ayanian
2
John V Ayanian
2
Band 2
Financial Services Regulation: Broker Dealer (Enforcement)

Cheryl L Haas
2
Cheryl L Haas
2
Band 2
Elizabeth Hogan
2
Elizabeth Hogan
2
Band 2
2
Todd M Beaton Jr
2
Band 2