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Latham & Watkins LLP
Department profile | Latham & Watkins LLP
Banking & Finance: Mainly Regulatory

Chambers Review

Provided by Chambers

Banking & Finance: Mainly Regulatory - USA

5
Band 5

What the Team is Known For

Latham & Watkins LLP has a compact team with particular strength in the banking and broker-dealer spaces, advising on a range of high-profile regulatory matters, including those pertaining to financial technology such as data capture technologies. Fully equipped to advise on current and emerging requirements implemented by the SEC, CFTC, FINRA and NYSE, among others. An expanding team includes a number of alumni of the major regulatory bodies, enabling it to provide clients with crucial strategic insight. Clients include most of the world's major global banks, as well as international broker-dealers, private fund complexes and fintech companies.

Work Highlights

Provided by Latham & Watkins LLP

  • Latham & Watkins LLP advised StartEngine Capital on a variety of matters, including registering an alternative trading system for secondary market trading in private securities.

Strengths

Provided by Chambers

Latham has vast resources and is able to handle complex and sophisticated matters.

Banking & Finance: Mainly Regulatory respondent
Global

The team is not only knowledgeable but provides practical business advice.

Banking & Finance: Mainly Regulatory respondent
Global

Latham has deep knowledge of complex issues and has additional subject experts to assist when needed.

Banking & Finance: Mainly Regulatory respondent
Global

Notable Practitioners

Provided by Chambers

2
Corey Wright
2
Band 2

Corey Wright has a practice which sees him act for several household-name banks on the provision of term loans and revolving credit facilities.

He's a very sharp lawyer.

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2
Jennifer Ezring
2
Band 2
Jennifer Ezring has a highly regarded bank-side practice. She covers debt and asset-based financings.

She's solutions-oriented.

Jennifer's a very thoughtful lawyer.

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2
Michèle Penzer
2
Band 2
Michèle Penzer impresses bank-side clients with her expert knowledge of both syndicated and single-lender transactions.

She's a fantastic lawyer. She's super smart and very commercial.

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3
Daniel Seale
3
Band 3
Daniel Seale comes particularly recommended for his lender-side practice, with clients including both banks and private equity funds. He often assists clients with acquisition financings.

He is a fantastic lawyer who's extremely knowledgeable.

Daniel's very smart and very commercially minded.

He's easy to work with and commercial.

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3
Joshua A. Tinkelman
3
Band 3
Joshua Tinkelman receives plaudits for his representation of investment funds and other borrowers in acquisition financings.

He's a very practical lawyer.

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4
Arthur S Long
4
Band 4
Arthur Long is recognized for his broad capabilities in the financial services sector. He demonstrates an expert command of the regulatory directives imposed on banks by state and federal law, including Dodd-Frank and Volcker Rule compliance.

Arthur is responsive and applies his high level of technical knowledge in a commercially practicable way.

Arthur's ability to take a thorny issue and provide a succinct answer that can be implemented is fantastic.

Arthur is very experienced, very knowledgeable and very bright.

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4
Melissa Alwang
4
Band 4
Melissa Alwang impresses sources with her strong ability to act for Wall Street banks in commercial financings. She has a wealth of experience working with international banks on cross-border deals.

Melissa is a very commercial and smart lawyer.

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4
Stephanie Teicher
4
Band 4
Stephanie Teicher principally assists company-side clients with the financing of domestic and cross-border M&A.

Stephanie is an excellent lawyer.

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Ranked Lawyers at
Latham & Watkins LLP

Provided by Chambers
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Band

USA

Banking & Finance
2
Corey Wright
2
Band 2
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2
Jennifer Ezring
2
Band 2
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2
Michèle Penzer
2
Band 2
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3
Daniel Seale
3
Band 3
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3
Joshua A. Tinkelman
3
Band 3
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4
Melissa Alwang
4
Band 4
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4
Stephanie Teicher
4
Band 4
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5
Stelios Saffos
5
Band 5
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Banking & Finance: Mainly Regulatory
4
Arthur S Long
4
Band 4
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