Contact number
+1 404 572 4600Provided by Chambers
King & Spalding has developed a strong broker-dealer practice representing clients such as crypto platforms, private equity firms and banks. The firm has expertise advising on investigations by the SEC, FINRA and other regulators. Clients benefit from the experience members of the team have from their time in the major regulatory agencies.
King & Spalding successfully represented Bittrex Global against SEC allegations that it was operating as an unregistered stock exchange in the US. A settlement was reached with the SEC that resulted in Bittrex Global paying no financial penalty.
Provided by Chambers
King & Spalding has a keen ability to translate complex and sophisticated matters into actionable items that can be understood by all stakeholders.
The team's market knowledge is impressive and the firm provides proposed solutions on the basis of what is market.
King & Spalding has good relationships and is a very strong firm across the board.
King & Spalding has a keen ability to translate complex and sophisticated matters into actionable items that can be understood by all stakeholders.
The team's market knowledge is impressive and the firm provides proposed solutions on the basis of what is market.
King & Spalding has good relationships and is a very strong firm across the board.
Provided by Chambers
Emily Gordy has previous experience at the SEC and FINRA, making her particularly well placed to handle a wide range of enforcement matters affecting broker-dealer clients.
Emily is an excellent, highly experienced attorney and she takes a pragmatic approach to handling matters.
Emily knows this industry inside and out.
When we have questions about what we should do, Emily is our go-to.
Matthew Biben is recognized for his standout expertise in bank regulatory and enforcement matters, often assisting clients with examinations and investigations by the CFPB. His clients often include FinTechs and financial institutions.
Matt is a very experienced financial services lawyer, with a very practical approach.
Matt is a regulatory lawyer who has seen it all; he has excellent judgment.
Russell Sacks is well regarded for his success at providing strategic advice to clients, including with respect to complex SEC and FINRA regulations.
He is knowledgeable and truly understands the industry.
We value Russell's opinion and know that we will always receive practical advice when seeking his counsel.