USA Guide 2026 : USA - Nationwide
Ranked Individuals
Provided by Chambers
King & Spalding has developed a strong broker-dealer practice representing clients such as crypto platforms, private equity firms and banks. The firm has expertise advising on investigations by the SEC, FINRA and other regulators. Clients benefit from the experience members of the team have from their time in the major regulatory agencies.
Provided by Chambers
King & Spalding defended Truist Bank in a DOJ Financial Institutions Reform, Recovery and Enforcement Act investigation.
Provided by Chambers
King & Spalding has smart and knowledgeable lawyers with deep ties to the industry.
They can think through any problem and provide strategic solutions.
They are a good sounding board for sensitive, complex issues.
Provided by Chambers
Emily Gordy has previous experience at the SEC and FINRA, making her particularly well placed to handle a wide range of enforcement matters affecting broker-dealer clients.
Emily has an encyclopedia of knowledge of broker-dealer regulation and the workings of FINRA.
Emily is a longtime and valuable regulatory attorney for the company.
Emily brings her years of experience with the SEC and FINRA, and her practical, solution-oriented approach to client matters.
Matthew Biben is recognized for his standout expertise in bank regulatory and enforcement matters, often assisting clients with examinations and investigations by the CFPB. His clients often include FinTechs and financial institutions.
Matthew is a seasoned expert in handling complex legal matters impacting large financial institutions.
Matthew is a phenomenal resource combining his in-house counsel experience with the private sector.
Matthew is experienced, proactive and client-centric.
Russell Sacks is well regarded for his success at providing strategic advice to clients, including with respect to complex SEC and FINRA regulations.
Russell is a phenomenal lawyer, he is incredibly dedicated to his clients and his level of service is unmatched.
Russell's knowledge of the law and timeliness is invaluable.
Financial Services Regulation: Banking (Enforcement & Investigations)
Financial Services Regulation: Broker Dealer (Compliance)
Financial Services Regulation: Broker Dealer (Enforcement)
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