Chambers Review

Provided by Chambers

Banking & Finance - USA

4
Band 4

What the Team is Known For

King & Spalding has developed a strong broker-dealer practice representing clients such as crypto platforms, private equity firms and banks. The firm has expertise advising on investigations by the SEC, FINRA and other regulators. Clients benefit from the experience members of the team have from their time in the major regulatory agencies.

Work Highlights

  • King & Spalding successfully represented Bittrex Global against SEC allegations that it was operating as an unregistered stock exchange in the US. A settlement was reached with the SEC that resulted in Bittrex Global paying no financial penalty.

Strengths

Provided by Chambers