About

Provided by Katten


Katten's futures and derivatives attorneys represent a wide range of clients (dealers, end users, proprietary traders, brokers, advisors, exchanges and clearing organizations) on an equally wide range of commercial transactions (futures, structured products, and cleared and over-the-counter swaps) encompassing many different asset classes (interest rates, credit, commodities, securities and foreign exchange). This breadth of our practice gives us a valuable perspective on issues and a basis for creative problem solving.

The foundation of our practice is a deep understanding of futures and derivatives regulation, market practices and documentation. We negotiate agreements to help our clients close deals, not to prolong the negotiation process. We also help them understand and comply with the myriad rules and regulations affecting their businesses, and we defend them effectively when regulatory or litigation problems arise. Where appropriate to further our clients' business objectives, we also have been successful in obtaining regulatory relief that resolves issues before they turn into problems.

Our strong US and UK teams are fully coordinated so we can efficiently and consistently serve the needs of clients who do business on both sides of the Atlantic. Clients often rely on us to design three-cornered analyses for their activities in the UK, the EU and the US.

Chambers Review

Provided by Chambers

Derivatives - USA

2
Band 2

What the Team is Known For

Katten is recognized in the market as particularly strong in dealing with regulatory issues surrounding futures trading, with expertise in cleared and uncleared swaps. The derivatives practice utilizes the firm's bankruptcy and tax and litigation specialists to provide a rounded service. Services are available to a range of different clients, including clearing houses and end users, among others. The firm offers notable expertise in both OTC and exchange-traded derivatives.

Work Highlights

  • Katten represented Barclays in an investigation by the CFTC into our client’s failure to report swap transactions correctly, or to report them in a timely fashion.

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers

Carl Kennedy
1
Carl Kennedy
1
Band 1
Carl Kennedy has experience in OTC and exchange-traded derivatives. He uses his deep knowledge of the CFTC to assist with regulatory compliance.

Carl is a go-to resource for us. His expertise and experience are relied upon when dealing with novel issues and applying regulations to unique fact patterns.

Carl stands out with a pragmatic and commercial approach to issues.

Carl is not just a legal advisor, he is a true business partner who consistently goes above and beyond to support our goals.

Carl is wonderful to work with; he is pragmatic and his in-house experience provides him with a unique commercial acumen.

Carl's understanding of our industry, combined with his innovative approach, allows him and his team to offer practical, strategic solutions that make a real difference.

Christian T. Kemnitz
1
Christian T. Kemnitz
1
Band 1
Christian Kemnitz serves as the chair of the financial markets litigation and enforcement department. He regularly advises major financial institutions clients on a range of derivatives enforcement issues.

Christian is extremely knowledgeable and responsive.

Christian is a trusted resource and a go-to for the industry.

He clearly knows the facts and is easy to get a hold of.

Daniel J Davis
4
Daniel J Davis
4
Band 4
Daniel Davis is recommended for his regulatory guidance in the derivatives space, with additional insights into cryptocurrency.

Daniel is a powerhouse of regulatory knowledge and pragmatism. He has an ability to distill complex topics down to their basics and provides actionable insights.

Matthew Kluchenek
4
Matthew Kluchenek
4
Band 4

Matthew Kluchenek has an excellent regulatory and enforcement practice in the derivatives space, including on crypto matters.

Ranked Lawyers at
Katten

Provided by Chambers
Filter by
Band

USA

Derivatives

Carl Kennedy
3
Carl Kennedy
3
Band 3
Daniel J Davis
4
Daniel J Davis
4
Band 4
Matthew Kluchenek
4
Matthew Kluchenek
4
Band 4
Derivatives: Enforcement

Christian T. Kemnitz
1
Christian T. Kemnitz
1
Band 1
Derivatives: Mainly Regulatory

Carl Kennedy
1
Carl Kennedy
1
Band 1