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Jones Day
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Banking & Finance

Chambers Review

Provided by Chambers

Banking & Finance - USA

5
Band 5

What the Team is Known For

Jones Day possesses a strong practice with a broad base of experience in broker-dealer matters. The team boasts practitioners who have served in the SEC and Department of Justice. It has impressive expertise in advising on regulatory matters involving FINRA and other SROs, as well as state and federal securities rules. The firm is often approached by clients to provide insight into transactional activities, and has noted expertise in the FinTech industry.

Work Highlights

  • Jones Day filed an amicus brief for American Free Enterprise Chamber of Commerce in support of petitioner Alpine Securities' challenge to the constitutionality of FINRA. This was in connection with the appeal pending in the DC Circuit Court of Appeals in Alpine Securities v FINRA.

Strengths

Provided by Chambers

Jones Day can handle any broker-dealer issue.

Banking & Finance respondent
Global

The team has practical market and regulatory knowledge in the US.

Banking & Finance respondent
Global