Department profile
Jones Day

Banking & Finance

Global Guide 2026 : USA

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Jones Day

Chambers Review

Provided by Chambers

Banking & Finance - USA

Band 5

What the Team is Known For
Jones Day possesses a strong practice with a broad base of experience in broker-dealer matters. The team boasts practitioners who have served in the SEC and Department of Justice. It has impressive expertise in advising on regulatory matters involving FINRA and other SROs, as well as state and federal securities rules. The firm is often approached by clients to provide insight into transactional activities, and has noted expertise in the FinTech industry.
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Work Highlights

Provided by Chambers

  • Jones Day filed an amicus brief for American Free Enterprise Chamber of Commerce in support of petitioner Alpine Securities' challenge to the constitutionality of FINRA. This was in connection with the appeal pending in the DC Circuit Court of Appeals in Alpine Securities v FINRA.

Strengths

Provided by Chambers

  • Jones Day can handle any broker-dealer issue.

    Banking & Finance respondentGlobal

  • The team has practical market and regulatory knowledge in the US.

    Banking & Finance respondentGlobal

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