About

Provided by Johnson Winter Slattery

Johnson Winter Slattery’s capital markets practice guides clients through the complexities of equity capital raisings in the public and private capital markets, helping them navigate regulatory hurdles and seize market opportunities. With extensive experience representing issuers, investors, lead managers and underwriters, JWS advises on IPOs and secondary offerings, including private placements, security purchase plans and entitlement offers, as well as capital management strategies such as buy-backs, capital reductions, consolidations and splits.

The team provides tailored, strategic insights and practical solutions to meet the different needs of issuers, investors and underwriters. They offer a proven track record in successful transactions, coupled with a deep understanding of market trends and regulatory requirements. From advice on regulatory issues, structuring and the preparation of disclosure documents to coordinating due diligence and managing compliance, JWS seeks to ensure a seamless legal process which supports (rather than stifles) transactions. With strong expertise in dealing with the Australian Securities and Investments Commission (ASIC) and the Australian Securities Exchange (ASX), they also advise on relief applications to navigate complex regulatory issues.

JWS’s strategic advice on market trends, regulatory changes and best practice helps clients remain competitive in dynamic environments.

Chambers Review

Provided by Chambers

Capital Markets: Equity - Australia

3
Band 3

What the Team is Known For

Johnson Winter Slattery has an accomplished team of ECM specialists frequently engaged in complex transactions. The capital markets team acts for a number of prominent domestic and multinational companies on capital raisings in Australia. The firm is noted for its expertise in a number of sectors, particularly technology and natural resources. Johnson Winter Slattery has established relationships with firms across South-East Asia, the USA and the UK, further strengthening its cross-border offering.

Work Highlights

  • Johnson Winter Slattery advised Arafura Resources on the negotiation of an AUD200 million convertible note facility with the NRFC to support the development of its Nolans Project site.

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers

James Rozsa
4
James Rozsa
4
Band 4

James Rozsa frequently acts for clients on IPOs and ASX listings. He boasts particular expertise in advising clients in the technology and aviation sectors.

Ranked Lawyers at
Johnson Winter Slattery

Provided by Chambers
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Band

Australia

Capital Markets: Equity

James Rozsa
4
James Rozsa
4
Band 4

Members

Provided by Johnson Winter Slattery