Chambers Review

Provided by Chambers

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) - USA - Nationwide

4
Band 4

What the Team is Known For

Davis Wright Tremaine LLP is recognized for its strength advising domestic and international clients on broker-dealer and consumer finance matters. The firms broker-dealer practice sees it often representing clients in front of the SEC and FINRA. The team's consumer finance expertise sees it advising clients on both compliance and litigation matters. The firm has particular expertise advising on complex class actions.

Notable practitioners

Fred Burnside is a key contact.

Work Highlights

  • Davis Wright Tremaine represented OnPoint Community Credit Union against claims that it improperly charged ATM fees, overdraft fees and NSF fees in violation of Oregon’s Unfair Trade Practices Act and as a breach of contract.

Strengths

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