Financial Services Regulation: Broker Dealer (Compliance & Enforcement)
USA Guide 2024 : USA - Nationwide
Band 4
Email address
[email protected]Contact number
212.701.3901Chambers Review
Cahill Gordon & Reindel LLP is a respected team, particularly highlighted for its strong record in the broker-dealer space. The team regularly advises significant clients on investigations and regulatory enforcement matters.
Strengths
Provided by Chambers
"Cahill Gordon provides outstanding advice and identifies core issues in complex matters."
"The team has excellent awareness of our business challenges and are always mindful of those considerations."
"The team is very comprehensive, efficient and they take a lot of the management of the matter, which is really valuable."
"Cahill Gordon provides outstanding advice and identifies core issues in complex matters."
"The team has excellent awareness of our business challenges and are always mindful of those considerations."
"The team is very comprehensive, efficient and they take a lot of the management of the matter, which is really valuable."
Notable Practitioners
David Wishengrad focuses his practice on broker-dealer regulatory matters. He is often sought out by banks to advise on compliance matters, including issues with cross-border elements. He is also experienced in providing counsel on SEC investigations.
"David provides very solid advice. He is reliable, engaging and has a quick turnaround."