Securities: Regulation: Enforcement

About

Provided by Bruch Law Group PLLC

We have represented individual and institutional clients in all areas of securities-related practice, including financial reporting and disclosure, trading cases, private and public fund issues, auditing and accounting, anti-corruption and corporate governance. We also have a robust litigation practice, and have successfully represented a broad range of individuals and institutions in federal and state courts, and in administrative proceedings. Our work is frequently international in reach and has taken us to every time zone across five continents.

The firm has served as independent consultant, corporate monitor, and counsel to the corporate monitor in many post-judgment proceedings overseen by courts and the SEC and DOJ. We have counseled institutional clients who have been on the receiving end of court-ordered monitors, independent consultants, and independent examiners, and other clients who have avoided them entirely. We have helped clients develop compliance systems from scratch, and helped fine-tune existing compliance programs to adjust to emerging business risks.