/Home/USA/Financial Services Regulation: Broker Dealer (Compliance & Enforcement) in USA - Nationwide/Bressler, Amery & Ross, P.C.
Department profile
Bressler, Amery & Ross, P.C.
Department profile | Bressler, Amery & Ross, P.C.
Financial Services Regulation: Broker Dealer (Compliance & Enforcement)

Discover other firms ranked in Financial Services Regulation: Broker Dealer (Compliance & Enforcement)

3
Band 3
Latham & Watkins LLP
3
Latham & Watkins LLP
13 Years Ranked

View profile
Cleary Gottlieb Steen & Hamilton LLP
3
Cleary Gottlieb Steen &…
13 Years Ranked

View profile
A&O Shearman
3
A&O Shearman
16 Years Ranked

View profile
4
Band 4
Cahill Gordon & Reindel LLP
4
Cahill Gordon & Reindel…
2 Years Ranked

View profile
Willkie Farr & Gallagher LLP
4
Willkie Farr & Gallagher…
5 Years Ranked

View profile
Jones Day
4
Jones Day
4 Years Ranked

View profile

Chambers Review

Provided by Chambers

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) - USA - Nationwide

4
Band 4

What the Team is Known For

Bressler, Amery & Ross, P.C. boasts a strong team of lawyers with impressive expertise in defending clients from the securities industry in regulatory investigations and proceedings. The team is regularly engaged to advise broker-dealers in SEC and FINRA investigations. The group also offers guidance on US and international compliance matters, including those related to state laws and local ordinance.

Strengths

Bressler, Amery & Ross has a depth of knowledge and experience in working with regulators.

Notable practitioners

Ronak V. Patel is a key contact based in Austin, Texas.