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Bressler, Amery & Ross, P.C.
Department profile | Bressler, Amery & Ross, P.C.
Financial Services Regulation: Broker Dealer (Compliance & Enforcement)

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Financial Services Regulation: Broker Dealer (Compliance & Enforcement) - USA - Nationwide

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Band 4

What the Team is Known For

Bressler, Amery & Ross, P.C. boasts a strong team of lawyers with impressive expertise in defending clients from the securities industry in regulatory investigations and proceedings. The team is regularly engaged to advise broker-dealers in SEC and FINRA investigations. The group also offers guidance on US and international compliance matters, including those related to state laws and local ordinance.

Strengths

Bressler, Amery & Ross has a depth of knowledge and experience in working with regulators.

Notable practitioners

Ronak V. Patel is a key contact based in Austin, Texas.