Band 2
Provided by David Peavler
Securities Litigation & SEC Enforcement
David Peavler is a former senior officer and enforcement attorney at the U.S. Securities and Exchange Commission (SEC). He defends companies and individuals involved in SEC investigations and prosecutions, leads internal investigations, and counsels clients on a wide range of compliance, internal controls, and transactional issues touching on the federal securities laws. David also provides unique insights on public reporting, corporate governance, and financial services industry regulation, having served as general counsel for a registered broker-dealer and investment adviser and as in-house disclosure counsel for a major energy company.
Provided by Chambers
Provided by Chambers
David was extremely knowledgeable given his experience as a litigator and his time at the SEC office. He was also extremely responsive and genuinely interested in assisting us.
David is an excellent attorney with a wide breadth of expertise.
He is a legitimate securities expert.
David has strong local SEC connections and intelligence.
David has great relationships with the SEC and knows how they are going to consider certain legal issues. He is very sound technically.
David was extremely knowledgeable given his experience as a litigator and his time at the SEC office. He was also extremely responsive and genuinely interested in assisting us.
David is an excellent attorney with a wide breadth of expertise.
He is a legitimate securities expert.
David has strong local SEC connections and intelligence.
David has great relationships with the SEC and knows how they are going to consider certain legal issues. He is very sound technically.