Ranking tables

Securities | Spotlight New York

New York

These Spotlight firms have maintained a foothold in the market despite high interest rates and increasing SEC regulatory scrutiny impacting deal-making. The listed firms are a great choice of counsel for complex debt and equity transactions. Firms are particularly active in handling major bond and stock offerings, as well as providing advice on regulatory compliance and beneficial ownership filings. This practice area does not include Securities Litigation work which is covered in a separate table. Securities enforcement also does not feature here, this work is handled by firms in our Litigation: White-Collar Crime & Government Investigations category.

Rankings overview for Firms

  1. Charles Law PLLC 1 Years Ranked
  2. Hunter Taubman Fischer & Li LLC
    Hunter Taubman Fischer & Li LLC 2 Years Ranked
  3. Sichenzia Ross Ference Carmel LLP
    Sichenzia Ross Ference Carmel LLP 2 Years Ranked
  4. Gusrae Kaplan Nusbaum PLLC
  5. Ishimbayev Law Firm
  6. Lumia
  7. Solomon Blum Heymann LLP
  8. Sosnow & Associates PLLC

All Firms profiles

Spotlight

  1. Charles Law PLLC
    Securities
    2026 | Spotlight | 1 Years Ranked

    Charles Law PLLC is a sophisticated derivatives boutique based in New York City. The team expertly advises some of the world's largest, most sophisticated trading funds, including asset managers, mutual funds, hedge funds, private equity firms, and pension funds. The firm represents its clients in a range of transactional work, including trading, complex derivatives, master agreements, and financing documentation across global markets. The firm possesses additional expertise in regulatory compliance, which it leverages for its multinational client base.

  2. Hunter Taubman Fischer & Li LLC
    Hunter Taubman Fischer & Li LLC
    Securities
    2026 | Spotlight | 2 Years Ranked

    Hunter Taubman Fischer & Li LLC is highly sought after by clients for its expert counsel on a broad range of debt and equity transactions. The New York firm acts for both issuers and underwriters on initial and secondary public offerings. The firm also leverages its strong Asia presence to deftly handle cross-border transactions.

  3. Sichenzia Ross Ference Carmel LLP
    Sichenzia Ross Ference Carmel LLP
    Securities
    2026 | Spotlight | 2 Years Ranked

    Sichenzia Ross Ference Carmel LLP is a corporate securities firm specializing in public offerings. Representing small cap issuers going public and small cap investment banks, the firm works with clients all over the world listed on the NASDAQ and New York Stock exchange. This New York-based firm has a thriving practice which caters to domestic and foreign issuers.

  4. Gusrae Kaplan Nusbaum PLLC
    Securities
    2026 | Spotlight
  5. Ishimbayev Law Firm
    Securities
    2026 | Spotlight
  6. Lumia
    Securities
    2026 | Spotlight
  7. Solomon Blum Heymann LLP
    Securities
    2026 | Spotlight
  8. Sosnow & Associates PLLC
    Securities
    2026 | Spotlight