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Securities | Spotlight California

Los Angeles

Small law firms have maintained a foothold in the market despite high interest rates and increasing SEC regulatory scrutiny impacting deal-making. The listed firm is particularly active in handling major stock offerings, as well as providing advice on regulatory compliance and beneficial ownership filings. This practice area does not include Securities Litigation work which is covered in a separate table. Securities enforcement also does not feature here, this work is handled by firms in our Litigation: White-Collar Crime & Government Investigations category.

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  1. The NBD Group, Inc.
    The NBD Group, Inc.
    Securities
    2026 | Spotlight | 1 Years Ranked

    The NBD Group, Inc. is in the spotlight for its securities practice. The Los Angeles-based firm frequently represents companies and investment banks in public and private offerings of equity and debt. The firm also advises on IPOs, acquisitions and joint ventures. The team offers a full service approach in the securities space, counseling clients on exchange act reporting and corporate governance issues.

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