Joseph Bergman
High Net Worth Guide 2024
Email address
[email protected]Contact number
2125545280Share profile
About
Provided by Joseph Bergman
Practice Areas
Joseph Bergman primarily represents private investment funds, investment advisers, and investors in connection with securities law issues, regulatory compliance and investment transactions.
Career
Mr. Bergman has extensive experience structuring a broad range of private investment funds. He also represents investment advisers and fund managers in connection with their day-to-day legal and compliance functions, including review of marketing materials, drafting compliance policies and procedures, negotiation of managed account agreements, compliance with Regulation D, filings under Sections 13 and 16 of the Securities Exchange Act, and negotiation of marketing, administration, prime brokerage, futures and derivative agreements. Mr. Bergman has represented investment managers and investors in reviewing, structuring and negotiating a broad range of investments, including seed capital arrangements, secondary sales of private investment fund interests, the sale of investment advisory businesses and joint venture arrangements. Mr. Bergman’s prior experience includes serving as the general counsel and chief compliance officer of a registered investment adviser.
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Brick & Patel LLP
New York
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