Chambers Review
Provided by Chambers
Banking & Finance: Mainly Regulatory - USA
What the Team is Known For
WilmerHale is a consummate financial services firm, marshaling among its ranks significant ex-governmental prowess with an intricate knowledge of the regulatory landscape. Particularly recognized for its exceptionally strong broker-dealer practice, offering a deep bench of attorneys who are able to advise on the most cutting-edge regulatory matters. Additional strength in the banking regulatory space, with a solid presence in the enforcement sphere. Seasoned in representing clients before the CFPB and other regulatory agencies, also acting in related litigation.
Strengths
WilmerHale provides thoughtful and thorough advice related to complex and nuanced matters. The lawyers have deep expertise.
WilmerHale is consistently responsive and provides excellent service.
The team is strategic and aware of business concerns.
Work Highlights
WilmerHale assisted JPMorgan Securities with responding to a FINRA investigation regarding the client's market access controls.
Notable practitioners
Franca Harris Gutierrez routinely advises banks and financial services providers on a range of regulatory issues. She is also highly regarded by clients for her knowledge of OCC regulations.
She has a real breadth of industry expertise.
Franca has a wealth of knowledge and does an excellent job of managing risk.
She is always up to speed on what really matters and gives practical advice about how to move forward strategically.