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Willkie Farr & Gallagher LLP
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Securities: Regulation: Enforcement

About

Provided by Willkie Farr & Gallagher LLP

Please see: https://www.willkie.com/capabilities/practices/litigation/securities-litigation-and--enforcement

Chambers Review

Provided by Chambers

Securities: Regulation: Enforcement - USA - Nationwide

4
Band 4

What the Team is Known For

Willkie Farr & Gallagher LLP has a respected group of regulatory lawyers catering to asset management and financial services clients facing securities litigations, enforcement actions and investigative proceedings. Offers specialist expertise in accounting and disclosure issues as well as financial fraud. Regularly works with asset managers, corporations and broker-dealers, and has a proven track record of defending senior employees including executives, hedge fund principals and traders under investigation by the SEC.

Work Highlights

  • Willkie Farr & Gallagher LLP represented P. Schoenfeld Asset Management in an SEC investigation alleging that the Company violated record-keeping requirements as part of the SEC’s recent guidelines on ephemeral messaging compliance.

Strengths

Provided by Chambers

The team has vast knowledge of securities laws and the innerworkings of the SEC.

Securities: Regulation: Enforcement respondent
USA

Willkie has industry-specific knowledge and expertise. The team provides strategic thinking that goes far beyond legal advice and is extremely responsive.

Securities: Regulation: Enforcement respondent
USA

The firm provides solid regulatory insight and is responsive with a commercial approach.

Securities: Regulation: Enforcement respondent
USA

Notable Practitioners

Provided by Chambers

Amelia Cottrell
4
Amelia Cottrell
4
Band 4
Amelia Cottrell frequently acts on behalf of individual clients in high-stakes SEC investigations. She is also sought by companies for her representation in a range of securities enforcement proceedings.

Amelia is a wonderful lawyer.

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Kristina Littman
5
Kristina Littman
5
Band 5

Kristina Littman operates a strong practice concentrated on government investigations and frequently advises public companies on cryptocurrency and digital assets regulation.

Kristina is a very good attorney.

She has strong subject matter knowledge on crypto related matters.

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Ranked Lawyers at
Willkie Farr & Gallagher LLP

Provided by Chambers
Filter by
Band

USA - Nationwide

Securities: Regulation: Enforcement
Amelia Cottrell
4
Amelia Cottrell
4
Band 4
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Kristina Littman
5
Kristina Littman
5
Band 5
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Members

Provided by Willkie Farr & Gallagher LLP