Department profile
Willkie Farr & Gallagher LLP

Securities: Regulation: Enforcement

USA Guide 2026 : USA - Nationwide

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Willkie Farr & Gallagher LLP

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About

Provided by Willkie Farr & Gallagher LLP

Please see: https://www.willkie.com/capabilities/practices/litigation/securities-litigation-and--enforcement

Chambers Review

Provided by Chambers

Securities: Regulation: Enforcement - USA - Nationwide

Band 4

What the Team is Known For

Willkie Farr & Gallagher LLP has a respected group of regulatory lawyers catering to asset management and financial services clients facing securities litigations, enforcement actions and investigative proceedings. It offers specialist expertise in accounting and disclosure issues as well as financial fraud. The group regularly works with asset managers, corporations and broker-dealers, and has a proven track record of defending senior employees including executives, hedge fund principals and traders under investigation by the SEC.

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Work Highlights

Provided by Chambers

  • Willkie Farr & Gallagher LLP represented the former CFO of a public company in an SEC and criminal investigation relating to allegations of accounting fraud.

Strengths

Provided by Chambers

  • Willkie has experts with extensive senior-level government experience who provide practical, business-focused advice informed by a deep sophisticated understanding and technical knowledge of the legal and regulatory framework.

    Securities: Regulation: Enforcement respondentUSA

  • Willkie brings extensive experience in prudently navigating the complex and often ambiguous regulatory landscape of our industry.

    Securities: Regulation: Enforcement respondentUSA

  • The team were instrumental with their very clear and strong advice. They kept our business interests in mind and were always fast in responding.

    Securities: Regulation: Enforcement respondentUSA

Notable Practitioners

Provided by Chambers

  • Kristina Littman
    Kristina Littman

    Kristina Littman

    Kristina Littman operates a strong practice concentrated on government investigations and frequently advises public companies on cryptocurrency and digital assets regulation.

    • Kristina brings a wealth of experience on the commercial side.

      Securities: Regulation: Enforcement respondentUSA

    • Kristina is a trusted lawyer whose strong advice is instrumental.

      Securities: Regulation: Enforcement respondentUSA

    • Kristy has an incredibly deep knowledge of the securities laws, how the SEC operates and what they care about. She is a dogged advocate and can help get the best possible outcomes.

      Securities: Regulation: Enforcement respondentUSA

    • Kristy is a formidable litigator with unparalleled judgment. She consistently stays ahead of legal and regulatory developments and deploys that insight to make exactly the right play for her clients in every matter.

      Securities: Regulation: Enforcement respondentUSA
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Ranked Individuals at Willkie Farr & Gallagher LLP (1)

USA - Nationwide

Members

Provided by Willkie Farr & Gallagher LLP

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