Chambers Review

Provided by Chambers

Financial Services (International Firms) - China

4
Band 4

What the Team is Known For

Sidley Austin fields a team of specialists accomplished in advising on financial regulatory mandates. The practice focuses on representing clients in investigations and inquiries initiated by various domestic and overseas regulatory bodies, such as the Hong Kong Securities and Futures Commission and the UK Financial Conduct Authority. The firm is also equipped to advise on non-contentious regulatory compliance and licensing requirement matters. It serves a broad range of clients including banks, asset managers and listed companies.

Work Highlights

Provided by Sidley Austin LLP

  • Sidley Austin advised JQ Investments on its establishment of trading operations in Hong Kong.

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers

Dominic James
3
Dominic James
3
Band 3

Dominic James boasts a wide-ranging contentious financial services practice, handling matters ranging from fraud recovery to defending parallel investigations and advising on disclosure obligations. He is usually sought after by fund managers, banks and asset managers.

He is overall very responsive and demonstrated a strong knowledge and expertise in the area we engaged him for.

Dominic has consistently been an excellent source of legal support for our team over a number of years.

Stephanie Chan
U
Stephanie Chan
U
Up and Coming

Stephanie Chan is deemed a rising star in the market by commentators. Her deft handling of SFC and other regulatory investigations attracts many instructions from Hong Kong-listed companies.

Drawing upon Stephanie’s significant experience in handling complex regulatory matters, she is the go-to person for our company whenever we encounter complex, contentious regulatory issues. 

She is committed to delivering the best results for our mutual clients and takes the time to communicate with us to understand the different stakeholder concerns.

Ranked Lawyers at
Sidley Austin LLP

Provided by Chambers
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Band

China

Financial Services: Contentious Regulatory (International Firms)

Dominic James
3
Dominic James
3
Band 3
Stephanie Chan
U
Stephanie Chan
U
Up and Coming