Chambers Review

Provided by Chambers

Financial Services (International Firms) - China

4
Band 4

What the Team is Known For

Sidley Austin fields a team of specialists accomplished in advising on financial regulatory mandates. The practice focuses on representing clients in investigations and inquiries initiated by various domestic and overseas regulatory bodies, such as the Hong Kong Securities and Futures Commission and the UK Financial Conduct Authority. The firm is also equipped to advise on non-contentious regulatory compliance and licensing requirement matters. It serves a broad range of clients including banks, asset managers and listed companies.

Work Highlights

  • Sidley Austin advised JQ Investments on its establishment of trading operations in Hong Kong.

Strengths

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Notable Practitioners

Provided by Chambers

Dominic James
3
Dominic James
3
Band 3

Dominic James boasts a wide-ranging contentious financial services practice, handling matters ranging from fraud recovery to defending parallel investigations and advising on disclosure obligations. He is usually sought after by fund managers, banks and asset managers.

He is overall very responsive and demonstrated a strong knowledge and expertise in the area we engaged him for.

Dominic has consistently been an excellent source of legal support for our team over a number of years.

Ranked Lawyers at
Sidley Austin LLP

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China

Financial Services: Contentious Regulatory (International Firms)

Dominic James
3
Dominic James
3
Band 3