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Ropes & Gray LLP
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Securities: Regulation: Enforcement

About

Provided by Ropes & Gray LLP

With a global team of more than 100 enforcement attorneys, including former SEC attorneys and federal prosecutors from the U.S. Department of Justice (DOJ) and many U.S. Attorney’s Offices, we understand the complexities of both the financial products of today’s markets and interfacing with the government. Our enforcement and regulatory attorneys have extensive experience handling the most significant securities and futures enforcement initiatives. 

We have represented clients before every SEC office, the DOJ, the Commodities Futures Trading Commission (CFTC), the CME, the Financial Industry Regulatory Authority (FINRA), the Intercontinental Exchange (ICE), the National Futures Association (NFA) and many other self-regulatory organizations. 



Chambers Review

Provided by Chambers

Securities: Regulation: Enforcement - USA - Nationwide

4
Band 4

What the Team is Known For

Ropes & Gray LLP houses a highly capable team with impressive strength in the representation of private equity firms in SEC investigations and enforcement proceedings. Also acts for mutual funds, hedge funds and financial institutions in matters relating to disclosure and trading. Often represents large corporations in the technology and life sciences space. It boasts a well-regarded advisory practice, working with investment advisers, private equity firms and hedge funds in relation to SEC filings, securities offerings and corporate governance.

Strengths

Provided by Chambers

The team has a real depth of substantive knowledge.

Securities: Regulation: Enforcement respondent
USA

The team provides good client service and is extremely knowledgeable in this space, finding clients commercial solutions.

Securities: Regulation: Enforcement respondent
USA

The team provides practical solutions in a complex technical field.

Securities: Regulation: Enforcement respondent
USA

Notable Practitioners

Provided by Chambers

Eva Ciko Carman
4
Eva Ciko Carman
4
Band 4
Eva Ciko Carman handles SEC examinations and investigations on issues ranging from insider trading to accounting fraud. She regularly handles matters for leading asset management firms and investment funds.

Eva is creative, strategic and thoughtful. She is genuinely fearless.

Eva is extremely knowledgeable, commercial and gives great advice.

Eva is tremendous and works very hard to get the right results. She is practical in her advice, has good relationships with lawyers and fights for her clients.

Eva is extremely nimble, exhibits excellent judgment and has a brilliant legal mind.

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Daniel O'Connor
5
Daniel O'Connor
5
Band 5
Daniel O'Connor regularly guides his clients, including public companies, private equity firms and asset managers, through SEC and internal investigations on issues ranging from accounting and disclosure concerns to insider trading allegations.
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Ranked Lawyers at
Ropes & Gray LLP

Provided by Chambers
Filter by
Band

USA - Nationwide

Securities: Regulation: Enforcement
Eva Ciko Carman
4
Eva Ciko Carman
4
Band 4
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Daniel O'Connor
5
Daniel O'Connor
5
Band 5
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Members

Provided by Ropes & Gray LLP