/Home/USA/Securities: Regulation: Enforcement in USA - Nationwide/Ropes & Gray LLP
View profile of Ropes & Gray LLP
Department profile
Ropes & Gray LLP
Department profile | Ropes & Gray LLP
Securities: Regulation: Enforcement

About

Provided by Ropes & Gray LLP

With a global team of more than 100 enforcement attorneys, including former SEC attorneys and federal prosecutors from the U.S. Department of Justice (DOJ) and many U.S. Attorney’s Offices, we understand the complexities of both the financial products of today’s markets and interfacing with the government. Our enforcement and regulatory attorneys have extensive experience handling the most significant securities and futures enforcement initiatives. 

We have represented clients before every SEC office, the DOJ, the Commodities Futures Trading Commission (CFTC), the CME, the Financial Industry Regulatory Authority (FINRA), the Intercontinental Exchange (ICE), the National Futures Association (NFA) and many other self-regulatory organizations. 



Chambers Review

Provided by Chambers

Securities: Regulation: Enforcement - USA - Nationwide

4
Band 4

What the Team is Known For

Ropes & Gray LLP houses a highly capable team with impressive strength in the representation of private equity firms in SEC investigations and enforcement proceedings. Also acts for mutual funds, hedge funds and financial institutions in matters relating to disclosure and trading. Often represents large corporations in the technology and life sciences space. It boasts a well-regarded advisory practice, working with investment advisers, private equity firms and hedge funds in relation to SEC filings, securities offerings and corporate governance.

Strengths

Provided by Chambers

"The team is practical, commercial and strikes a good balance providing practical regulatory legal advice."

Securities: Regulation: Enforcement respondent
USA

"The firm is outstanding with its command of the facts, understanding of the legal issues and strategy."

Securities: Regulation: Enforcement respondent
USA

"The team's sharp analytical skills and exceptional ability to strategize and find innovative solutions offers clarity and guidance in even the most complex cases."

Securities: Regulation: Enforcement respondent
USA

"Ropes & Gray's team is smart, organized and communicative and they deliver well-rounded advice."

Securities: Regulation: Enforcement respondent
USA

"Ropes has a strong bench and the team anticipates client needs."

Securities: Regulation: Enforcement respondent
USA

Notable Practitioners

Provided by Chambers

Eva Ciko Carman
4
Eva Ciko Carman
4
Band 4
Eva Ciko Carman handles SEC examinations and investigations on issues ranging from insider trading to accounting fraud. She regularly handles matters for leading asset management firms and investment funds.
"Eva provides terrific guidance for clients navigating SEC and DoJ matters. She is a really great counselor."
"She is a very good lawyer, she thinks creatively with fresh approaches."
View Profile
Daniel O'Connor
5
Daniel O'Connor
5
Band 5
Daniel O'Connor regularly guides his clients, including public companies, private equity firms and asset managers, through SEC and internal investigations on issues ranging from accounting and disclosure concerns to insider trading allegations.
"Dan provides very thorough and meticulous work."
View Profile

Ranked Lawyers at
Ropes & Gray LLP

Provided by Chambers
Filter by
Band

USA - Nationwide

Securities: Regulation: Enforcement
Eva Ciko Carman
4
Eva Ciko Carman
4
Band 4
View Profile
Daniel O'Connor
5
Daniel O'Connor
5
Band 5
View Profile

Members

Provided by Ropes & Gray LLP