Norton Rose Fulbright

Financial Services Regulation

Band 3AustraliaAsia-Pacific 2021 View ranking table

Chambers Review

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What the team is known for

Assists banking, investment funds and international insurance clients in response to regulatory investigations, as well as advising on the regulatory issues associated with transactional activity and the licensing of new products. Part of a global practice that assists multinational clients on complex, cross-border regulatory investigations, with particular strength in Asia, the USA and emerging markets such as South America and Africa.


Clients appreciate the team's solutions-driven approach, one noting: "They're very personable and took the time to understand our needs - they were pragmatic and were often able to suggest ways to tackle our issues that we had not considered."

Another client further praises the team's "significant industry expertise and understanding of complex challenges, commercial acumen and depth of remediation and regulatory expertise."

Work highlights

Acted as part of a global team for Virtu Financial on its acquisition of Investment Technology Group, providing advice on the regulatory requirements across the relevant Australian market operators and ASIC.

Notable practitioners

Jon Ireland is a key contact for clients.

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