Chambers Review
Provided by Chambers
Financial Services Regulation - Australia
What the Team is Known For
Norton Rose Fulbright assists banking, investment funds and international insurance clients in response to regulatory investigations, as well as advising on the regulatory issues associated with transactional activity and the licensing of new products. It is a part of a global practice that assists multinational clients on complex, cross-border regulatory investigations, with particular strength in Asia, the USA and emerging markets such as South America and Africa. The firm counts major banks and insurers among its clientele.
Strengths
NRF has many technically brilliant partners and senior associates who possess a depth of knowledge and offer practical solutions that work in the market.
The advice provided is clear and commercial, demonstrating a sound understanding of the Australian regulatory landscape.
Work Highlights
Norton Rose Fulbright advised ING Bank in relation to the scope of licensing authorisations in its Australian Financial Services Licence for purposes of derivatives trading.
Notable practitioners
James Morris advises on complex financial and regulatory matters across the banking and finance sector.
James is highly trusted and we value his guidance and support.
James is responsive, accessible and committed to delivering an excellent client experience.








