Department profile
Morgan, Lewis & Bockius LLP

Securities: Regulation: Enforcement

USA Guide 2026 : USA - Nationwide

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Morgan, Lewis & Bockius LLP

Rankings

Chambers Review

Provided by Chambers

Securities: Regulation: Enforcement - USA - Nationwide

Band 4

What the Team is Known For

Morgan, Lewis & Bockius LLP is noted for its securities enforcement and litigation practice. Clients ranging from public companies, financial services firms and senior executives seek their regulatory expertise and depend on their formidable bench of former SEC attorneys. They frequently defend allegations in front of federal and state regulators including the SEC and FINRA. They are well-equipped to handle issues arising from cybersecurity and data breaches, ESG-related reporting and disclosure and other enforcement actions arising from federal securities law violations.

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Strengths

Provided by Chambers

  • Morgan Lewis distinguishes itself through deep financial services regulatory expertise and consistently practical, risk-calibrated counsel that aligns with real-world supervisory and business needs. The team is highly effective in time-sensitive matters - quickly triaging facts, framing defensible positions and delivering clear, regulator-ready work product. They provide steady, credible guidance to senior leadership throughout.

    Securities: Regulation: Enforcement respondentUSA

  • Morgan, Lewis & Bockius delivers exceptional work. It's clear that they prioritize their clients' needs and work diligently to achieve outstanding results. They have an impressive track record of handling significant and complex matters. They bring a wealth of experience and offer rare and invaluable insight into how regulators approach various topics and make critical and trusted decisions.

    Securities: Regulation: Enforcement respondentUSA

  • The Morgan, Lewis team delivers cross-functional and complementary regulatory and litigation advice. They are able to manage matters from initial regulatory inquiry through trial if needed.

    Securities: Regulation: Enforcement respondentUSA

  • The lawyers at Morgan, Lewis provide expert advice. They are a highly skilled, experienced, creative and talented group of litigators who know our business and always act in our best interests.

    Securities: Regulation: Enforcement respondentUSA

  • The attorneys at Morgan, Lewis are knowledgeable, responsive and thorough on the various subject matters.

    Securities: Regulation: Enforcement respondentUSA

Notable Practitioners

Provided by Chambers

  • Kelly Gibson
    Kelly Gibson

    Kelly Gibson

    Kelly Gibson earns accolades for her broad expertise defending public companies, investment advisors as well as high-ranking individuals in SEC investigations.

    • Kelly has seen it all. She is even-keeled and has a tremendous level of credibility on both the legal and business side.

      Securities: Regulation: Enforcement respondentUSA

    • Kelly is service-oriented with a strong knowledge of securities regulation.

      Securities: Regulation: Enforcement respondentUSA

    • Kelly's tremendous SEC expertise is really valuable. She has great instincts on what the SEC really cares about and where a matter will go.

      Securities: Regulation: Enforcement respondentUSA

    • Kelly did a fantastic job on a really big bet-the-company case.

      Securities: Regulation: Enforcement respondentUSA
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  • Ben Indek
    Ben Indek

    Ben Indek

    Ben Indek focuses his practice on the representation of broker-dealers, and frequently handles large scale investigations brought by FINRA and the SEC.

    • Ben has outstanding judgment and instincts.

      Securities: Regulation: Enforcement respondentUSA

    • Ben is a fantastic lawyer who helped achieve an amazing outcome.

      Securities: Regulation: Enforcement respondentUSA
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  • G. Jeffrey Boujoukos
    G. Jeffrey Boujoukos

    G. Jeffrey Boujoukos

    G. Jeffrey Boujoukos leads the firm's securities enforcement and litigation practice. He has substantial experience advising broker-dealers, investment advisers and other financial institutions in enforcement actions and investigations.

    • Jeff is a truly seasoned professional. He was knowledgeable, thorough and understood the nuance of the very complex topics that were at issue.

      Securities: Regulation: Enforcement respondentUSA
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  • Susan Resley
    Susan Resley

    Susan Resley

    Susan Resley has significant experience defending clients against SEC enforcement and investigations, as well as advising on risk and compliance.

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Ranked Individuals at Morgan, Lewis & Bockius LLP (4)

USA - Nationwide

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