Financial Services Regulation: Banking (Compliance)
USA Guide 2024 : USA - Nationwide
Band 5
Contact number
+1 704 331 1000Chambers Review
Moore & Van Allen, PLLC is comprised of practitioners with prior experience at regulatory offices. The group provides large financial institutions with insight into SEC, CFTC and OCC regulatory systems, along with in-depth knowledge on Dodd-Frank and Volcker rules. The team also boasts expertise in contentious matters and investigations by the Department of Justice and US Attorney's offices.
Strengths
Provided by Chambers
"The depth and breadth of the firm's experience makes them well-suited to handle complex matters."
"Moore & Van Allen provides a highly responsive and personalized service."
"The attorneys have substantial experience in private practice conducting complex work for large financial institutions, as well as in government and in-house legal roles."
"The depth and breadth of the firm's experience makes them well-suited to handle complex matters."
"Moore & Van Allen provides a highly responsive and personalized service."
"The attorneys have substantial experience in private practice conducting complex work for large financial institutions, as well as in government and in-house legal roles."
Notable Practitioners
Edward O'Keefe is highlighted for his expertise in broad-ranging bank regulatory issues, including AML compliance, cybersecurity concerns and resolution planning.
"Ed is a highly experienced practitioner who has leveraged his long career as an in-house attorney into a successful tenure in private practice."
"He provides a very practical perspective on what a company actually needs to accomplish their goals."
Neil Bloomfield is based in Charlotte and serves as cohead of the firm's financial regulatory advice and response practice. He is well known for providing a range of compliance advice to national and regional banks, including on shareholding issues.
"Neil is an exemplary project manager and a seasoned solver of complex problems."
"He provides excellent advice and depth of knowledge."
"Neil has driven excellence in execution and provided invaluable feedback."
Ranked Lawyers at
Moore & Van Allen, PLLC
USA - Nationwide