About

Provided by MinterEllison

Embracing new opportunities, expectations and competitors


Increased scrutiny. Implementing FSRC recommendations. A global pandemic. Few industries have faced such continual change as the financial services sector. The industry is embracing fast-paced digitisation, increased cyber and privacy security requirements, the introduction of the consumer data right, DDO and other regulatory obligations.


Organisations need to look ahead and anticipate what the community wants and what regulators and government expect from their financial services providers. To be relevant and thrive, organisations need to evolve and reinvent themselves. More than ever, you need a multi-disciplinary team of legal practitioners across strategy, regulation, risk, and governance. A team with breadth and depth of experience that you can trust to deliver to your business objectives.


Regulatory developments


Managing risk and complying with regulation is becoming increasingly complex. Our team specialises in unlocking opportunities and leading the delivery of engagements with governance, legal and risk representation at major corporates.

Chambers Review

Provided by Chambers

Financial Services Regulation - Australia

2
Band 2

What the Team is Known For

MinterEllison is recognised as an accomplished practice offering comprehensive expertise in investment funds and insurance regulation. The firm is active on cross-border matters, particularly advising on the regulatory aspects of M&A transactions in the financial services sector. It maintains a strong reputation for handling contentious work, including ASIC investigations. The team also advises major banking clients, assisting with payment systems and the development of new products, as well as global insurance companies.

Work Highlights

Provided by MinterEllison

  • MinterEllison advised National Australia Bank on its programme to review the entire suite of customer-facing documents, amounting to more than 1,500 lending, deposit and credit card products, known as Project Titan.

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers

Richard Batten
2
Richard Batten
2
Band 2

Richard Batten is a highly respected financial services lawyer who boasts a wealth of experience assisting clients with regulatory compliance and the implementation of regulatory regimes.

Richard is a very experienced and knowledgeable financial services lawyer.

Richard Batten is decisive and is able to provide practical and commercial decisions within the confines of the law. He is very reliable in terms of target delivery dates and the usefulness of advice.

Ross Freeman
4
Ross Freeman
4
Band 4
Ross Freeman is well experienced in assisting clients on contentious regulatory matters.

He has many decades of experience, provides sound, wise counsel and always demonstrates client service excellence.

Ranked Lawyers at
MinterEllison

Provided by Chambers
Filter by
Band

Australia

Financial Services Regulation

Richard Batten
2
Richard Batten
2
Band 2
Ross Freeman
4
Ross Freeman
4
Band 4

Members

Provided by MinterEllison