Department profile
McDermott Will & Schulte

Financial Services Regulation: Broker Dealer (Compliance & Enforcement)

USA Guide 2026 : USA - Nationwide


McDermott Will & Schulte

Chambers Review

Provided by Chambers

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) - USA - Nationwide

Band 4

Band 4


What the Team is Known For

McDermott Will & Schulte has a well-regarded team of practitioners with strengths in compliance, enforcement and litigation. The firm is regularly sought out to advise on compliance with SEC, SRO and Federal Reserve Board rules, along with criminal proceedings and investigations. It has a niche expertise in insider trading matters and is noted for its work in emerging industries such as blockchain and cryptocurrency. The firm has particularly impressive cross-border capabilities.

Notable practitioners

Julian Rainero is a key contact at the firm.

Work Highlights

Provided by Chambers

  • McDermott Will & Schulte advised Velocity Clearing and its investors, in an acquisition of a 75% stake by Hanwha Life.

Strengths

Provided by Chambers

  • McDermott provides solid advice that is commercially focused.

    Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondentUSA

What success is built on

Chambers is the leading data and intelligence partner for the legal sector.

Explore thought leadership