Chambers Review

Provided by Chambers

Hedge & Mutual Funds - Massachusetts

1
Band 1

What the Team is Known For

K&L Gates demonstrates strength across a broad range of matters on behalf of both private and mutual funds. The firm regularly acts for investment managers on investments and regulatory matters.

Work Highlights

  • K&L Gates assisted NexPoint Asset Management with a tender and exchange offer of up to $100,000,000.

Strengths

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Notable Practitioners

Provided by Chambers

George Zornada
1
George Zornada
1
Band 1

George Zornada advises significant fund managers on both ongoing regulatory concerns and standalone transactions, including fund launches.

George Zornada is always prompt and professional in responding to questions and issues. His opinions are well researched and explained in a way that they are easily understood by non-lawyers.

George Zornada has an unmatched commercial awareness. He helps my firm obtain our goals while still remaining vigilantly compliant with rules and regulations.

George Zornada has tremendous knowledge of the industry and regulatory bodies and is unbelievably responsive.

Mark Goshko
1
Mark Goshko
1
Band 1

Mark Goshko is particularly skilled in the representation of both open and closed-end investment companies. Both fund launches and ongoing structural advice form part of his highly regarded registered funds practice.

Mark Goshko is one of the most knowledgeable and responsive lawyers I have worked with.

Mark Goshko assists with fund launches, transactions and regulatory exams. His encyclopedic knowledge of investment advisory law, regulation and SEC positions on matters is truly impressive.

Michael S. Caccese
2
Michael S. Caccese
2
Band 2

Michael Caccese is an experienced adviser to various funds, including registered and hedge funds. He is particularly sought out by clients wishing to form funds with complex structures.

Mike is a titan of the industry.

Clair E. Pagnano
3
Clair E. Pagnano
3
Band 3

Clair Pagnano provides advice and guidance to fund managers on operational issues as well as mergers. Clair is particularly strong advising on ETFs.

We've been completely new to the ETFs space and Clair Pagnano explained the basics to us without judgment. She's got everything right.

Jon-Luc Dupuy
4
Jon-Luc Dupuy
4
Band 4

Jon-Luc Dupuy is strong choice to advise on product-related matters, with notable expertise in tender and exchange offers.

Jon-Luc Dupuy provided extensive support on product matters. He is exceptionally knowledgeable in the law but equally aware and supportive of our business needs. He's easy to work with and responsive.

Jon-Luc Dupuy is very knowledgeable, personable, and responsive. He also coordinates K&L's resources behind the scenes to ensure junior attorneys are also responsive.

Pablo Man
4
Pablo Man
4
Band 4

Pablo Man advises clients on a range of matters, including fund launches, operational issues and regulatory matters, including those containing cross-border elements. His clients include investment advisers and closed-end funds.

We rely on Pablo Man's deep expertise on a number of transactional and regulatory issues. He is quick to respond, has a great understanding of the business and helps us understand applicable risks.

Ranked Lawyers at
K&L Gates

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Band

Massachusetts

Hedge & Mutual Funds

George Zornada
1
George Zornada
1
Band 1
Mark Goshko
1
Mark Goshko
1
Band 1
Michael S. Caccese
2
Michael S. Caccese
2
Band 2
Clair E. Pagnano
3
Clair E. Pagnano
3
Band 3
Jon-Luc Dupuy
4
Jon-Luc Dupuy
4
Band 4
Pablo Man
4
Pablo Man
4
Band 4