Department profile
K&L Gates

Financial Services Regulation

Asia-Pacific Guide 2026 : Australia

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K&L Gates

Rankings

Chambers Review

Provided by Chambers

Financial Services Regulation - Australia

Band 3

What the Team is Known For

K&L Gates is well regarded for its expertise in the regulatory requirements governing banks, fund managers and fintech developers. It is known for its work advising on new and emerging fintech platforms and their introduction into the Australian market. The firm is also noted for its client following in the funds space. Clients benefit from the team's ability to draw on its international network and experience advising on responses to ASIC and APRA investigations.

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Work Highlights

Provided by Chambers

  • K&L Gates advised PIMCO on their compliance framework for the launch of four new active exchange-traded funds on the Cboe Exchange in Australia.

Strengths

Provided by Chambers

  • K&L is easy to work with, quick turnaround and harbours excellent knowledge of financial services law.

    Financial Services Regulation respondentAsia-Pacific

  • As experts, they are very quick to reach the nub of the issue and provide clear direction.

    Financial Services Regulation respondentAsia-Pacific

Notable Practitioners

Provided by Chambers

  • Daniel Knight
    Daniel Knight

    Daniel Knight

    Daniel Knight is an established financial services lawyer who often provides regulatory advice to banks, investment funds and other financial services clients.

    • Daniel is responsive, communicates well, succinct and knowledgeable on financial services.

      Financial Services Regulation respondentAsia-Pacific
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  • Jim Bulling
    Jim Bulling

    Jim Bulling

    Jim Bulling is recognised for his broad practice in financial services regulation, including his work on matters in the fintech and superannuation spaces.
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Ranked Individuals at K&L Gates (2)

Australia

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