/Home/Asia-Pacific/Financial Services Regulation in Australia/K&L Gates
View profile of K&L Gates
Department profile
K&L Gates
Department profile | K&L Gates
Financial Services Regulation

Chambers Review

Provided by Chambers

Financial Services Regulation - Australia

3
Band 3

What the Team is Known For

K&L Gates is well regarded for its expertise in the regulatory requirements governing banks, fund managers and fintech developers. It is known for its work advising on new and emerging fintech platforms and their introduction into the Australian market. The firm is also noted for its client following in the funds space. Clients benefit from the team's ability to draw on its international network and experience advising on responses to ASIC and APRA investigations.

Work Highlights

  • K&L Gates advised PIMCO on their compliance framework for the launch of four new active exchange-traded funds on the Cboe Exchange in Australia.

Strengths

Provided by Chambers

K&L is easy to work with, quick turnaround and harbours excellent knowledge of financial services law.

Financial Services Regulation respondent
Asia-Pacific

As experts, they are very quick to reach the nub of the issue and provide clear direction.

Financial Services Regulation respondent
Asia-Pacific

Notable Practitioners

Provided by Chambers

4
Daniel Knight
4
Band 4
Daniel Knight is an established financial services lawyer who often provides regulatory advice to banks, investment funds and other financial services clients.

Daniel is responsive, communicates well, succinct and knowledgeable on financial services.

View Profile
4
Jim Bulling
4
Band 4
Jim Bulling is recognised for his broad practice in financial services regulation, including his work on matters in the fintech and superannuation spaces.
View Profile

Ranked Lawyers at
K&L Gates

Provided by Chambers
Filter by
Band

Australia

Financial Services Regulation
4
Daniel Knight
4
Band 4
View Profile
4
Jim Bulling
4
Band 4
View Profile