Hedge Funds

About

Provided by Katten

A long-established leader in the financial services industry, Katten brings deep knowledge and practical, real-world experience in securities, futures, derivatives, funds and alternative investment management. Our counsel is informed by the team's collective experience as former regulators, including attorneys who have held senior positions within the Securities and Exchange Commission, the Financial Industry Regulatory Authority, the Commodity Futures Trading Commission and the Department of Justice, as well as senior in-house counsel and business advisors at global investment banks. Clients call on us to provide insight and advice on complicated, evolving US and international regulations, including the myriad of new regulations in the United States in addition to key EU initiatives such as the Market Abuse Regulation, the Markets in Financial Instruments Directive II and the developments surrounding Brexit.

Our team includes some of the most active, experienced litigation and regulatory enforcement attorneys, who understand the structure, risk and regulatory context of the full range of financial products that our clients trade, as well as the trading platforms, clearinghouses and traditional over-the-counter dealer-to-dealer markets they participate in.