Chambers Review
Provided by Chambers
Contact number
+1 212 940 8800Provided by Katten
Katten's futures and derivatives attorneys represent a wide range of clients (dealers, end users, proprietary traders, brokers, advisors, exchanges and clearing organizations) on an equally wide range of commercial transactions (futures, structured products, and cleared and over-the-counter swaps) encompassing many different asset classes (interest rates, credit, commodities, securities and foreign exchange). This breadth of our practice gives us a valuable perspective on issues and a basis for creative problem solving.
The foundation of our practice is a deep understanding of futures and derivatives regulation, market practices and documentation. We negotiate agreements to help our clients close deals, not to prolong the negotiation process. We also help them understand and comply with the myriad rules and regulations affecting their businesses, and we defend them effectively when regulatory or litigation problems arise. Where appropriate to further our clients' business objectives, we also have been successful in obtaining regulatory relief that resolves issues before they turn into problems.
Our strong US and UK teams are fully coordinated so we can efficiently and consistently serve the needs of clients who do business on both sides of the Atlantic. Clients often rely on us to design three-cornered analyses for their activities in the UK, the EU and the US.
Provided by Chambers
Katten represented Barclays in an investigation by the CFTC into our client’s failure to report swap transactions correctly, or to report them in a timely fashion.
Provided by Chambers
Katten has a depth of experience, speed of response and understanding of the issues which is unmatched.
Katten stands out in the industry for its exceptional blend of deep legal expertise and a client-centered approach.
Katten takes time to understand the business and look for a solution to a problem, not just a textbook legal answer. The team leans upon its experience to provide thoughtful and pragmatic responses.
Katten provided timely guidance and regular updates. The team look for opportunities to propose more innovative solutions that balance compliance with business agility.
Katten’s approach is always methodical, collaborative, and results-oriented. Their ability to stay ahead of evolving legal trends and anticipate potential issues has been invaluable.
Katten has a depth of experience, speed of response and understanding of the issues which is unmatched.
Katten stands out in the industry for its exceptional blend of deep legal expertise and a client-centered approach.
Katten takes time to understand the business and look for a solution to a problem, not just a textbook legal answer. The team leans upon its experience to provide thoughtful and pragmatic responses.
Katten provided timely guidance and regular updates. The team look for opportunities to propose more innovative solutions that balance compliance with business agility.
Katten’s approach is always methodical, collaborative, and results-oriented. Their ability to stay ahead of evolving legal trends and anticipate potential issues has been invaluable.
Provided by Chambers

Carl is a go-to resource for us. His expertise and experience are relied upon when dealing with novel issues and applying regulations to unique fact patterns.
Carl stands out with a pragmatic and commercial approach to issues.
Carl is not just a legal advisor, he is a true business partner who consistently goes above and beyond to support our goals.
Carl is wonderful to work with; he is pragmatic and his in-house experience provides him with a unique commercial acumen.
Carl's understanding of our industry, combined with his innovative approach, allows him and his team to offer practical, strategic solutions that make a real difference.

Christian is extremely knowledgeable and responsive.
Christian is a trusted resource and a go-to for the industry.
He clearly knows the facts and is easy to get a hold of.

Daniel is a powerhouse of regulatory knowledge and pragmatism. He has an ability to distill complex topics down to their basics and provides actionable insights.

Matthew Kluchenek has an excellent regulatory and enforcement practice in the derivatives space, including on crypto matters.


