
Derivatives
Global Guide 2026 : USA
Rankings

Ranked Individuals
Ranked Individuals
About
Provided by Katten
Katten's futures and derivatives attorneys represent a wide range of clients (dealers, end users, proprietary traders, brokers, advisors, exchanges and clearing organizations) on an equally wide range of commercial transactions (futures, structured products, and cleared and over-the-counter swaps) encompassing many different asset classes (interest rates, credit, commodities, securities and foreign exchange). This breadth of our practice gives us a valuable perspective on issues and a basis for creative problem solving.
The foundation of our practice is a deep understanding of futures and derivatives regulation, market practices and documentation. We negotiate agreements to help our clients close deals, not to prolong the negotiation process. We also help them understand and comply with the myriad rules and regulations affecting their businesses, and we defend them effectively when regulatory or litigation problems arise. Where appropriate to further our clients' business objectives, we also have been successful in obtaining regulatory relief that resolves issues before they turn into problems.
Our strong US and UK teams are fully coordinated so we can efficiently and consistently serve the needs of clients who do business on both sides of the Atlantic. Clients often rely on us to design three-cornered analyses for their activities in the UK, the EU and the US.
Chambers Review
Provided by Chambers
Work Highlights
Provided by Chambers
Katten represented Barclays in an investigation by the CFTC into our client’s failure to report swap transactions correctly, or to report them in a timely fashion.
Strengths
Provided by Chambers
Katten has a depth of experience, speed of response and understanding of the issues which is unmatched.
Derivatives respondentGlobalKatten stands out in the industry for its exceptional blend of deep legal expertise and a client-centered approach.
Derivatives respondentGlobalKatten takes time to understand the business and look for a solution to a problem, not just a textbook legal answer. The team leans upon its experience to provide thoughtful and pragmatic responses.
Derivatives respondentGlobalKatten provided timely guidance and regular updates. The team look for opportunities to propose more innovative solutions that balance compliance with business agility.
Derivatives respondentGlobalKatten’s approach is always methodical, collaborative, and results-oriented. Their ability to stay ahead of evolving legal trends and anticipate potential issues has been invaluable.
Derivatives respondentGlobal
Notable Practitioners
Provided by Chambers
Band 1 
Band 1 
Carl Kennedy
Carl Kennedy has experience in OTC and exchange-traded derivatives. He uses his deep knowledge of the CFTC to assist with regulatory compliance. Carl is a go-to resource for us. His expertise and experience are relied upon when dealing with novel issues and applying regulations to unique fact patterns.
Derivatives respondentGlobalCarl stands out with a pragmatic and commercial approach to issues.
Derivatives respondentGlobalCarl is not just a legal advisor, he is a true business partner who consistently goes above and beyond to support our goals.
Derivatives respondentGlobalCarl is wonderful to work with; he is pragmatic and his in-house experience provides him with a unique commercial acumen.
Derivatives respondentGlobalCarl's understanding of our industry, combined with his innovative approach, allows him and his team to offer practical, strategic solutions that make a real difference.
Derivatives respondentGlobal
Band 1 
Band 1 
Christian T. Kemnitz
Christian Kemnitz serves as the chair of the financial markets litigation and enforcement department. He regularly advises major financial institutions clients on a range of derivatives enforcement issues. Christian is extremely knowledgeable and responsive.
Derivatives respondentGlobalChristian is a trusted resource and a go-to for the industry.
Derivatives respondentGlobalHe clearly knows the facts and is easy to get a hold of.
Derivatives respondentGlobal
Band 4 
Band 4 
Daniel J Davis
Daniel Davis is recommended for his regulatory guidance in the derivatives space, with additional insights into cryptocurrency. Daniel is a powerhouse of regulatory knowledge and pragmatism. He has an ability to distill complex topics down to their basics and provides actionable insights.
Derivatives respondentGlobal
Band 4 
Band 4 
Matthew Kluchenek
Matthew Kluchenek has an excellent regulatory and enforcement practice in the derivatives space, including on crypto matters.
Ranked Individuals at Katten (5)
Members
Provided by Katten

Carl Kennedy
View profile of Carl Kennedy
Daniel J Davis
View profile of Daniel J Davis
Christian T. Kemnitz
View profile of Christian T. Kemnitz
Matthew Kluchenek
View profile of Matthew Kluchenek
Katten has rankings in the following guides
Band 2
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