Department profile
Hogan Lovells Cadwalader

Securities: Regulation: Advisory

USA Guide 2026 : USA - Nationwide

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Hogan Lovells Cadwalader

Rankings

Chambers Review

Provided by Chambers

Securities: Regulation: Advisory - USA - Nationwide

Band 2

What the Team is Known For

Hogan Lovells Cadwalader is notably adept at advising a broad range of public companies and their senior executives on current regulation and reform in the securities law space. The firm is frequently sought after for counsel on public disclosure and shareholder proposal responses, as well as Dodd-Frank and FCPA-related matters. It draws on a strong bench to provide expert support to clients in areas such as Section 16, and is also called upon to handle SEC enforcement actions and parallel government investigations.

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Work Highlights

Provided by Chambers

  • Hogan Lovells Cadwalader advised Advance Auto Parts on a range of SEC advisory and corporate governance matters, including on new SEC rules and regulatory developments, ongoing SEC and stock exchange compliance matters and shareholder proposals.

Strengths

Provided by Chambers

  • Hogan Lovells Cadwalader consider the issues we bring to them from every salient perspective, resulting in extremely valuable advice. They collaborate closely with their industry experts to ensure their advice is relevant, calibrated and nuanced.

    Securities: Regulation: Advisory respondentUSA

  • The team has undisputed expertise and experience, applied without ego to our company’s needs and interests. They are always available, fully aligned with our corporate values and practices and have a deep understanding of our business challenges.

    Securities: Regulation: Advisory respondentUSA

  • Hogan Lovells Cadwalader provides excellent service, knowledge and expertise, with proactive communication on regulatory developments. The team has deep expertise with SEC and relationships with regulators. They have top-tier partner support with excellent associates at all levels.

    Securities: Regulation: Advisory respondentUSA

  • TheHogan Lovells Cadwalader attorneys are highly responsive, offering substantive and quality advice efficiently and effectively.

    Securities: Regulation: Advisory respondentUSA

Notable Practitioners

Provided by Chambers

  • Alan L Dye
    Alan L Dye

    Alan L Dye

    Alan Dye is the go-to authority on Section 16 reporting, while also advising leading corporations and boards on wide-ranging securities compliance and disclosure matters.

    • Alan is the Section 16 guru.

      Securities: Regulation: Advisory respondentUSA

    • Alan is a top notch, outstanding lawyer providing great advice.

      Securities: Regulation: Advisory respondentUSA

    • Alan has always provided us with impeccable advice.

      Securities: Regulation: Advisory respondentUSA
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  • John Beckman
    John Beckman

    John Beckman

    John Beckman is sought after by clients for his extensive knowledge of securities law and ability to deftly advise clients as they navigate interactions with regulatory bodies.

    • John is a trusted legal counselor and strategic adviser on all SEC matters.

      Securities: Regulation: Advisory respondentUSA

    • John is commercially-oriented and sophisticated.

      Securities: Regulation: Advisory respondentUSA

    • John is always very easy to work with and brings a positive attitude.

      Securities: Regulation: Advisory respondentUSA
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  • Weston Gaines
    Weston Gaines

    Weston Gaines

    Weston Gaines guides public company clients through regulatory issues with the SEC, providing advice on corporate governance, securities law compliance and SEC reporting.

    • Weston was super helpful on Section 16 issues.

      Securities: Regulation: Advisory respondentUSA

    • Weston is super responsive and efficient in providing practical advice.

      Securities: Regulation: Advisory respondentUSA

    • Weston has practical experience advising on both Section 16 and periodic reporting. His advice is consistently legally sound.

      Securities: Regulation: Advisory respondentUSA
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Ranked Individuals at Hogan Lovells Cadwalader (3)

USA - Nationwide

Members

Provided by Hogan Lovells Cadwalader

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