Financial Services Regulation: Banking (Enforcement & Investigations)

Washington-based Stephanie Brooker is cochair of the firm's financial institutions practice group. She brings extensive experience from her time at the Department of the Treasury's FinCEN to bear in investigation and enforcement matters. She is co-chair of the firm’s white collar defense and investigations, anti-money laundering, and financial institutions practice groups.

Kendall Day focuses his practice on contentious regulatory issues faced by traditional financial services institutions as well as FinTechs. He is co-chair of the firm’s fintech and digital assets practice group, the financial institutions practice group, and co-leads the anti-money laundering practice.

Jason Cabral of Gibson, Dunn & Crutcher is a well‑regarded choice for regulatory matters. He is especially noted for advising traditional banks, financial institutions and fintech companies on issues related to their digital asset development and strategies.

Rosemary Spaziani of Gibson, Dunn & Crutcher is a strong choice for advising US and non‑US financial institutions on transactional, governance, regulatory and supervisory matters, including complex M&A and enforcement actions.