Chambers Review

Provided by Chambers

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) - USA - Nationwide

4
Band 4

What the Team is Known For

Fried, Frank, Harris, Shriver & Jacobson LLP is recognized for its expansive broker-dealer practice. Significant and often global clients bring complex compliance and enforcement matters surrounding actions and changes by the SEC, FINRA and other regulators. Also noted for its expertise in derivatives litigation.

Strengths

Provided by Chambers

Notable Practitioners

Provided by Chambers

Joseph P Vitale
2
Joseph P Vitale
2
Band 2

Joseph Vitale leads the firm's bank regulatory practice. He is an expert on emerging trends in the bank regulatory space and is equally recognized for his proficiency in M&A.

He has remarkable industry knowledge.

He has his finger on the pulse of the market.

Joseph is extremely knowledgeable of banking regulation across jurisdictions, especially in its application to private capital.

Nihal Patel
3
Nihal Patel
3
Band 3
Nihal Patel has extensive experience of handling a range of broker-dealer related compliance issues, including Dodd-Frank protocols.

Nihal is practical and commercial.

He always provides thoughtful, clear and concise guidance that is easy to operationalize.

Nihal is down to earth, pragmatic, can think outside the box and is a real pleasure to work with.

Ranked Lawyers at
Fried, Frank, Harris, Shriver & Jacobson LLP

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Filter by
Band

USA - Nationwide

Financial Services Regulation: Banking (Compliance)

Joseph P Vitale
5
Joseph P Vitale
5
Band 5
Financial Services Regulation: Broker Dealer (Compliance)

Nihal Patel
3
Nihal Patel
3
Band 3
Financial Services Regulation: Financial Institutions M&A

Joseph P Vitale
2
Joseph P Vitale
2
Band 2