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Faegre Drinker Biddle & Reath, LLP
Department profile | Faegre Drinker Biddle & Reath, LLP
Registered Funds

About

Provided by Faegre Drinker Biddle & Reath, LLP

Our dedicated team of attorneys advises registered investment companies and their boards on fund formation, regulatory requirements and fund governance. We counsel families of funds including mutual funds, continuously offered closed-end funds, including interval funds, tender offer funds and exchange-traded funds. We have the skill to advise billion-dollar fund families and the agility to counsel innovative startups. Our extensive in-house experience instills trust in clients who engage us to serve as fund or independent counsel and provide guidance on fund formation, reorganizations and restructurings, enforcement matters, risk management and day-to-day operations. We represent you in disputes with the Securities and Exchange Commission (SEC) and frequently obtain exemptive and no-action relief on various matters.

Chambers Review

Provided by Chambers

Registered Funds - USA - Nationwide

3
Band 3

What the Team is Known For

Faegre Drinker offers solid registered funds support to clients. The firm boasts strength in handling issues relating to mutual funds and ETFs. Areas of expertise include fund formation, restructuring and regulatory compliance and enforcement. It has additional noted strength in the alternative investment space, including investments in alternative instruments by closed-end funds. It is aknowledged for its experience dealing with the SEC in obtaining exemptive and no-action relief.

Work Highlights

  • Faegre Drinker advised The RBB Funds on 13 new ETF launches and registrations.

Strengths

Provided by Chambers

Faegre Drinker's cohesive support model and ability to link expertise across topics is truly seamless.

Registered Funds respondent
USA

Notable Practitioners

Provided by Chambers

Joshua Deringer
2
Joshua Deringer
2
Band 2
Joshua Deringer's practice encompasses both mutual funds and closed-end funds, including interval funds.

Josh is an incredible partner and truly uniquely suited for his role and his knowledge.

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David Williams
5
David Williams
5
Band 5
David Williams is highlighted for his ability to advise clients on mergers, formations and offerings. He has experience providing counsel on issues relating to closed-end funds and mutual funds.

David is an excellent attorney: knowledgeable and responsive.

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Ranked Lawyers at
Faegre Drinker Biddle & Reath, LLP

Provided by Chambers
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Band

USA - Nationwide

Registered Funds
Joshua Deringer
2
Joshua Deringer
2
Band 2
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David Williams
5
David Williams
5
Band 5
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Members

Provided by Faegre Drinker Biddle & Reath, LLP