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Eversheds Sutherland (US) LLP
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Financial Services Regulation: Broker Dealer (Compliance & Enforcement)

Chambers Review

Provided by Chambers

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) - USA - Nationwide

3
Band 3

What the Team is Known For

Eversheds Sutherland (US) LLP is a well-regarded firm which houses a rounded team of attorneys, equipped to advise on diverse securities law matters. Regulatory expertise in the broker-dealer space is strengthened by vast experience defending enforcement actions brought by a range of authorities including the SEC and FINRA. Noted for its skillful representation of a varied client base, which includes banks, brokerages and investment funds.

Strengths

Provided by Chambers

Eversheds is a proactive partner that helps us understand and react to industry trends in real time.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

The entire team is knowledgeable about the practicalities of the business operations of their clients, not just the technical aspects of the law.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

Eversheds are highly experienced attorneys with practical experience working with regulators.

Financial Services Regulation: Broker Dealer (Compliance & Enforcement) respondent
USA

Notable Practitioners

Provided by Chambers

Brian L Rubin
2
Brian L Rubin
2
Band 2
Brian Rubin routinely represents broker-dealers and other financial institutions in connection with challenging regulatory, enforcement and administrative actions.

Brian continues to impress with his knowledge and understanding of the latest trends and issues facing the industry.

Brian is an advocate who is fiercely dedicated to his client's interests.

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Clifford E. Kirsch
3
Clifford E. Kirsch
3
Band 3
Clifford Kirsch utilizes his previous experience at the SEC to advise broker-dealer and investment adviser clients on a range of issues, such as the impact of the SEC's Regulation Best Interest. He also has notable experience of handling matters involving the FINRA.

Cliff is a very knowledgeable guy.

Cliff is always a wealth of knowledge and we appreciate his insights.

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Holly Smith
3
Holly Smith
3
Band 3
Noted attorney Holly Smith is an expert on broker-dealer compliance issues. She offers additional skills in cybersecurity and privacy matters.

I appreciate Holly's depth of knowledge and experience.

Holly stands out in terms of her legal expertise and her responsiveness is also excellent.

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Ranked Lawyers at
Eversheds Sutherland (US) LLP

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USA - Nationwide

Financial Services Regulation: Broker Dealer (Compliance)
Clifford E. Kirsch
3
Clifford E. Kirsch
3
Band 3
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Holly Smith
3
Holly Smith
3
Band 3
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Financial Services Regulation: Broker Dealer (Enforcement)
Brian L Rubin
2
Brian L Rubin
2
Band 2
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