Financial Services Regulation

About

Provided by CMS

Our team covers the entire spectrum of financial services. This includes a full range of services, including: 

• advice in regulatory, prudential ratios and compliance matters 
• representation in investigations by regulatory authorities
• assistance with the formation and management of open-ended and closed-end funds 
• licensing of investment firms and portfolio management companies (standard, multi-management and alternative management) 
• marketing and distribution of management and investment services 
• internal reorganisation and ethics support 
• insurance products linked with capital markets 
• collective investment schemes (including mutual funds, open and closed-end investment companies, hedge funds, private equity funds)
• assistance to senior and subordinated financings
• pre-litigation and litigation support (civil, criminal, disciplinary)
• advice to financial advisors with respect to their rules of conduct

Our approach:

• Co-ordinating our expertise: we call on the skills of other specialists in the firm, particularly tax experts, to provide an efficient and comprehensive service that covers all banking and finance transaction and regulation issues. 
• Ability to handle complex matters: our team has the expertise to handle innovative cross-border transactions, involving our partners in the CMS network whenever necessary.
• Providing innovative, customised solutions: we listen carefully to our clients to find the right solution to their current needs and anticipate their future ones.