About
Provided by Bell Gully
Financial Services Regulation:
Our experts advise and assist on the full spectrum of financial services regulation including consumer law, anti-money laundering, carrying on business in New Zealand, financial advice and financial markets conduct.
We assist customers at all stages of their regulatory journey from licensing, compliance and risk management advice through to assistance with communications with regulators and dispute resolution. We have in-depth technical and market knowledge of all aspects of this complex area of the law which has undergone extensive reform.
Bell Gully has been, and continues to be, closely involved in all aspects of the reform process and is best placed to assist, advise and support clients in this challenging environment. Our clients include registered banks, non-bank deposit takers, FinTech ventures, money remitters, derivatives issuers, superannuation funds, AML reporting entities, NZX participants, insurers, trustees, industry associations, both local and offshore financial service providers, international law firms and most of the global investment banks.
Funds management and superannuation:
We have broad experience of all types of investment products including KiwiSaver, unit trusts, retail and employer sponsored superannuation, group investment funds and international schemes.
Our team acts for many of the leading New Zealand and international financial institutions as well as many employer sponsored superannuation schemes.