Department profile
Ashurst Perkins Coie – London, New York, Seattle, Sydney

Financial Services Regulation

Asia-Pacific Guide 2026 : Australia


Ashurst Perkins Coie – London, New York, Seattle, Sydney

Rankings

About

Provided by Ashurst Perkins Coie – London, New York, Seattle, Sydney

As one of the most recognised and respected regulatory teams in Australia, we are the "go-to" firm for solving complex and reputationally significant regulatory issues. Most recently, we have advised ANZ Bank in relation to both the Royal Commission into Misconduct in the Banking, Superannuation and Financial Services Industry (Royal Commission) and have advised a number of domestic and global financial institutions and major insurers on the implementation of the Banking Executive Accountability Regime (BEAR) / Financial Accountability Regime (FAR). 

We are known for consistently bringing experience, common sense and strategic insight to the work we do for local and global clients on their significant Australian regulatory issues and bringing together non-contentious and contentious regulatory capability to advise Australian and international banks on all regulations relating to licensing, conduct and disclosure, including regimes such as the Corporations Act, Banking Act and APRA regulation, NCCP, AML/CTF regulation, and Code of Banking Practice.

Complementing our market-leading Australian regulatory team, we have a strong global team of regulatory specialists located in the world's key financial centres and our team works together closely across our network of offices to address global regulatory issues, as well as to ensure we are aware of what might be on the horizon in relation to regulatory change and policy.

Clients (9)

  • Australian and global investment banks
  • Major Australian banks
  • Fintechs
  • Insurers
  • Clearing houses
  • Asset and fund managers
  • Private equity firms
  • Trading platforms
  • Corporate and retail finance clients

Industries (5)

  • Banks
  • Financial Services
  • Commercial & Professional Services
  • Government
  • Insurance

Chambers Review

Provided by Chambers

Financial Services Regulation - Australia

Band 1

Band 1


What the Team is Known For

Ashurst demonstrates considerable experience in a broad range of financial services law, advising an array of financial institutions. It is recognised as a go-to firm for advice on complex investigations and enforcements, with additional expertise in areas such as derivatives and payment systems regulation. The team is regarded as one of the leading contentious regulatory offerings and remains a valued advisor for global financial institutions on cross-border mandates, on their entry into Australian financial services markets and on their ongoing engagements with financial services regulators.

Work Highlights

Provided by Chambers

  • Ashurst acted for S&P Global in a Federal Court of Australia class action and a related individual proceeding concerning alleged misconduct in credit ratings.

Strengths

Provided by Chambers

  • Ashurst demonstrates a deep understanding of our industry, an excellent awareness of current developments and a willingness to invest time in building the relationship.

    Financial Services Regulation respondentAsia-Pacific
  • Ashurst stands out for its expertise in regulation and with regulatory enforcement.

    Financial Services Regulation respondentAsia-Pacific

Notable Practitioners

Provided by Chambers

  • Band 1Jonathan Gordon
    Band 1Jonathan Gordon

    Jonathan Gordon

    Jonathan Gordon is a well-established and highly regarded lawyer in the financial services area, frequently acting for clients on the establishment of operations and the implementation of regulatory regimes.
  • Band 1Narelle Smythe
    Band 1Narelle Smythe

    Narelle Smythe

    Narelle Smythe is a leading practitioner in the financial services space and is highly regarded for her expertise in relation to consumer credit and payment systems.
    • Narelle is a pre-eminent, if not the pre-eminent, practitioner in this space in Australia. We rely on her judgment and expertise.

      Financial Services Regulation respondentAsia-Pacific
  • Band 3Corey McHattan
    Band 3Corey McHattan

    Corey McHattan

    Corey McHattan advises clients in relation to compliance with financial services regulation and is noted for his technical knowledge.
  • Band 3Nicholas Mavrakis
    Band 3Nicholas Mavrakis

    Nicholas Mavrakis

    Nicholas Mavrakis is a seasoned and respected litigator who is experienced at assisting financial services clients on contentious matters.
    • Nicholas excels at client care and relationship building. He is a real calm presence and his case management is excellent too. He stays on top of everything.

      Financial Services Regulation respondentAsia-Pacific
  • Band 4Felicity Healy
    Band 4Felicity Healy

    Felicity Healy

    Felicity Healy is an established litigator who is noted for her experience and who acts for major financial institutions and banks in relation to regulatory litigation and investigations.
    • Felicity is good at identifying what the most important aspects of an issue are to an organisation and tailors her advice accordingly. She is great at approaching issues from a practical perspective.

      Financial Services Regulation respondentAsia-Pacific
    • Felicity brings a very valuable combination of financial services regulation and financial disputes expertise.

      Financial Services Regulation respondentAsia-Pacific
  • Band 4Hong-Viet Nguyen
    Band 4Hong-Viet Nguyen

    Hong-Viet Nguyen

    Hong-Viet Nguyen advises a variety of financial services providers on regulatory issues, including compliance programmes and licencing, with particular experience in payments, cryptocurrency and fintech.

Ranked Individuals at Ashurst Perkins Coie – London, New York, Seattle, Sydney (6)

Australia

Members

Provided by Ashurst Perkins Coie – London, New York, Seattle, Sydney

Ashurst Perkins Coie – London, New York, Seattle, Sydney has rankings in the following guides

What success is built on

Chambers is the leading data and intelligence partner for the legal sector.

Explore thought leadership